etops MiFID Recorder is a browser-based solution designed to meet MiFID II, MaRisk, and other European regulatory requirements for recording and archiving investment advisory sessions. It supports audio, video, and screen recording for both in-person and remote consultations, without requiring special hardware or software.

The solution is device-independent and integrates with third-party systems such as Microsoft Teams, Zoom, and Cisco. It offers flexible recording configurations including audio-only, audio + screen, or full video. Session metadata tagging (e.g. client name, advisor ID, ISINs) and secure encryption ensure long-term archiving with full traceability.

AI-based features include real-time evaluation of regulatory requirements (e.g. KYC, cost transparency, conflict of interest), post-call analysis, and automated transcription. The system also generates AI-powered summaries and compliance scoring to help assess whether all required topics were addressed during the consultation.

Role-based access controls support differentiated permissions for advisors, compliance officers, and auditors. A searchable archive with playback and transcription tools ensures efficient review and audit readiness.

etops MiFID Recorder enables financial institutions to document advisory conversations securely and compliantly, across all channels, devices, and environments.