FinTech Compliance
HQ Address
415 High Street, Newham E15 4QZ, United Kingdom
Website Address
Business introduction
The first consultancy specialising in technology-based, innovative and alternative financial services
FinTech Compliance was established after the need for specialist FCA compliance expertise in technology-based, innovative, and/or alternative finance businesses became apparent. FinTech Compliance is the first financial services compliance consultancy which specialises in these areas. Whilst we are able to service all types of financial services firms, our focus is on the future of financial services.
FinTech Compliance Solutions
App based compliance training
You may satisfy your app based compliance training requirements by taking our online training. Users are able to sit the training as and when they want, allowing for minimal business disruption, and maximum efficiency....
business needs
view solutionComply
Comply – is our ongoing retainer based service. If you have no in house expertise, we can assist you in running your in house compliance monitoring programme, providing you with periodic risk-based compliance reports focused on specific areas of the business, as well as any other ongoing advice or compliance......
business needs
view solutionComply-Ad Hoc
COMPLY-AdHoc – really encapsulates anything else you might want us to do, such as the Internal Capital Adequacy Assessment Process (ICAAP), a review of client files for AML purposes, or even internal investigations into possible breaches. There is so much we can do to help you and your business, so......
business needs
view solutionComply-Audit
Comply-Audit – is our one off Compliance audit / healthcheck service. You may want us to carry out an audit on the entirety of the business, or just on one small element. Whatever it is that you need clarity on, please ask us, and we will be able to provide......
business needs
view solutionComply-Lite
Comply-Lite – is our Annual retainer service, more cost effective – but only suitable for firms with low compliance requirements. For an annual fee, our consultants will visit you on-site once a year to carry out a full compliance healthcheck, delivering to you a document and evidence based report. Any......
