Unify trade, communications, policy data, and attestations into a single surveillance workflow. Detect conflicts faster, enforce pre-clearance, escalate intelligently, and easily export exam-ready audit trails
Outcomes that Matter
Minimize “Time To Compliant”
AI ingests and analyzes all firm trading activity—across accounts, strategies, and asset classes, so compliance teams see the highest-risk alerts first. Investigations move faster because AI pre-classifies trades, links related activity, and removes the noise that slows teams down.
Get AI-Enhanced Accuracy
AI reviews every trade against restricted lists, issuer relationships, client mandates, market conditions, and behavioral patterns to detect risk signals humans often miss. Reviewers get precise alerts with the specific reason a trade is suspicious.
Become Effortlessly Exam Ready
The system preserves the full lifecycle of each issue: underlying trades, related trades, market context, investigative steps, and final decisions. Examiners get a clean, auditable trail without the team having to assemble anything manually.