Kaizen
HQ Address
30 St Mary Axe, London, EC3A 8BF, United Kingdom
Website Address
Business introduction
Revolutionising compliance
Transform how you meet your compliance and regulatory reporting obligations
Kaizen are regulatory and data specialists on a mission to revolutionise compliance and make it easier for financial firms to work with regulation. By combining regulatory expertise with advanced technology, we have developed our multi-award winning automated solutions for trade and transaction reporting assurance, research and surveillance, shareholding disclosure and our Single Rulebook digital platform.
It is our forensic focus on data accuracy that sets us apart and we are proud to call many of the world’s largest banks, asset managers, hedge funds and brokers as our clients. Whether it is managing regulation, complying with market abuse regulation, reporting shareholding disclosures or reporting under MiFIR, EMIR or another G20 regulation, Kaizen helps clients reduce costs, improve data quality and meet their compliance obligations.
Kaizen Solutions
ReportShield™ Quality Assurance
Designed by former regulators and experienced industry specialists, ReportShield™ comprises four key solutions: Accuracy Testing The testing gold standard, Kaizen’s automated testing performs thousands of tests on all your records submitted and accepted by the regulator, trade repository, swap data repository, or ARM. This depth of testing is unique to Kaizen and......
business needs
view solutionResearch Management
Key features: Accurate monitoring and reporting of research costs as well as a macro research news content feed Machine learning model that scrapes through communications to check that free research is not used as an inducement Workflow tools to show research consumption, broker interactions and user voting to ensure costs are fair value Internal......
business needs
view solutionShareholding Disclosure
Investment firms are always facing the challenge of interpreting and applying the vast, varied and ever-changing global shareholding disclosure rules to their IT infrastructure. With more than 400 continually changing global rules over 100 jurisdictions, shareholding disclosure monitoring and reporting is a significant challenge for investment firms. Many firms rely on manual processes which......
business needs
view solutionSingle Rulebook
Single Rulebook is Kaizen’s easy-to-use software solution that enables you to search, share and manage regulatory rules on one digital platform. With Single Rulebook, you can: Search the right regulation or information you’re looking for using literal or semantic search. Collaborate with your team or organisation on regulation by adding comments and notes......
business needs
view solutionSurveillance Solutions
Kaizen’s proprietary surveillance solutions provide trade and communications monitoring on one system to help middle office and compliance teams comply with market abuse regulations and detect spoofing, layering and other forms of market manipulation. Demonstrate compliance to regulators Our surveillance solution provides intelligent evidence gathering and data storage in compliance with SEC, FINRA and ESMA......
