Investment firms are always facing the challenge of interpreting and applying the vast, varied and ever-changing global shareholding disclosure rules to their IT infrastructure.

With more than 400 continually changing global rules over 100 jurisdictions, shareholding disclosure monitoring and reporting is a significant challenge for investment firms. Many firms rely on manual processes which can lead to operational risks. Incorrect or late disclosures can result in regulatory sanctions and reputational damage.

Kaizen’s automated monitoring and reporting system provides a stress-free solution for shareholding disclosures. Accessed via a single user interface, the easy-to-use platform has been built with users and managers with supervisory responsibilities in mind.

The system meets all requirements to monitor and disclose the various shareholding rules including long (major/substantial), short, takeover regimes, sensitive industries, articles of association and issuer requests.

It provides pre-populated disclosure forms ready for you to file within those aggressive deadlines, disclosure alerts and an auditable workflow.