MyComplianceOffice
HQ Address
535 Fifth Avenue, 4th Floor, New York, NY 10017, United States
Website Address
Business introduction
Compliance built better
For highly regulated firms, we create conduct risk compliance solutions that are future-proof
MCO (MyComplianceOffice) provides compliance management software that enables companies around the world to reduce their risk of misconduct. Our powerful platform lets compliance professionals demonstrate they are proactively managing the regulated activities of employees, third-party vendors and other agents of the firm. Available as a unified suite or à la carte, our easy-to-use and extensible SaaS-based solutions get clients up and running quickly and cost-efficiently. We’ve built our passion and proficiency for compliance automation into every product, empowering clients of all sizes to maximize technology to minimize conduct risk.
MyComplianceOffice Solutions
MCO Know Your Employee (KYE)
Employee compliance encapsulates many types of potential conflicts of interests. The MyComplianceOffice platform fully integrates functionality and data in a unique way to ensure nothing is missed and that you really Know Your Employee. ...
business needs
- Business Intelligence & Practice Management
- Compliance & Regulation
- Market & Business Infrastructure
MCO Know Your Risk (KYR)
Financial Services firms are operating in an environment of evolving regulatory requirements, and risk significant penalties and reputational damages if their policies and procedures fail to keep pace. Firms need solid regulatory governance to assure ongoing monitoring of policies and procedures leading to efficient and effective compliance across the organization. Our......
business needs
view solutionMCO Know Your Third Party (KYTP)
Management of third parties and their inherent risk has become an increasingly important and complex activity. Studies have shown that share price can be negatively impacted by up to 2.5% when a company’s vendor is prosecuted by an enforcement authority. Most companies perform due diligence before contracting with a service provider. But......
business needs
- Business Intelligence & Practice Management
- Market & Business Infrastructure
- Risk Analysis & Management
MCO Know Your Transactions (KYT)
Risk becomes especially sensitive when it originates from within the core trading operations of the firm, that very place from which your reputation and your bottom line is built. Address deal review management, MAR and trade compliance with the comprehensive tools in our KYT suite. Trade surveillance Tracks firm/client and employee trading......
