Solution introduction

Compliance Oversight Software

Comprehensive regulatory governance and oversight of compliance obligations

Financial Services firms are operating in an environment of evolving regulatory requirements, and risk significant penalties and reputational damages if their policies and procedures fail to keep pace. Firms need solid regulatory governance to assure ongoing monitoring of policies and procedures leading to efficient and effective compliance across the organization.

Our Know Your Risk (KYR) solution offers easy to use compliance oversight software with the ability to deconstruct regulations, frameworks, policies, and controls into visual maps that communicate the obligations that require oversight and track the changes made to the obligations. With KYR, firms gain a holistic and aggregate view of their risk profile that helps compliance teams set regulatory priorities, identify gaps in policies and procedures and streamline operations.

Subscribe to our newsletters

The Wealth Mosaic publishes a range of newsletters each month to help both wealth managers and solution providers stay on top of the latest developments in the global wealth management sector. Click below to sign up to those that are of interest.