Solution introduction

Our consulting team provides an ongoing compliance support service that is customised to your firm’s needs

We are experienced in helping firms to meet their regulatory requirements by installing a compliance framework and governance structure that covers all of the firm’s compliance obligations

Using web-based and face to face consulting, we will provide compliance monitoring support that covers training and instruction in the compliance framework and your regulatory obligations; management of regulatory developments and changes and their impact on your firm. Regular on-site visits by our experienced consultants provides clients with regular advice on compliance issues and an opportunity to discuss developments at your firm and any regulatory implications of these changes. Regulatory training is also provided as required.

Subscribe to our newsletters

The Wealth Mosaic publishes a range of newsletters each month to help both wealth managers and solution providers stay on top of the latest developments in the global wealth management sector. Click below to sign up to those that are of interest.