Efi Pylarinou is an independent Fintech/Blockchain advisor with a Ph.D. in Finance. A seasoned Wall Street professional who ranks No.3 influencer in the finance sector and No.1 woman influencer, by Refinitiv Global Social Media 2019. Customised advisory on strategy/branding Designing a customised offering for the needs of my clients, to drive the business forward in an agile and effective way. Using......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager

Relevant Regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Efi Pylarinou is an independent Fintech/Blockchain advisor with a Ph.D. in Finance. A seasoned Wall Street professional who ranks No.3 influencer in the finance sector and No.1 woman influencer, by Refinitiv Global Social Media 2019. Serving on the Board of Directors Carefully selecting Boards where my skills are complementary to existing directors and committee members, and with a focus always in......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager

Relevant Regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Efi Pylarinou is an independent Fintech/Blockchain advisor with a Ph.D. in Finance. A seasoned Wall Street professional who ranks No.3 influencer in the finance sector and No.1 woman influencer, by Refinitiv Global Social Media 2019. Content production Leading through education, awareness, and understanding Earning media, building relationships and trust, have long lasting effect. Independent and consistently high-quality content is paramount. Co-production of......

Client type

• Asset Managers
• Bank Wealth Managers
• Digital Wealth Manager

Relevant Regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Popular services include: Targeted sales opportunity development: Taking personal sales responsibility for the development of specific opportunities, for example, a discrete target market, or the top priorities that attended an event or webinar. The sales process: Define the core stages and steps that need to be followed in support of a sale. Sales......

Relevant Regions

• Western Europe

Go To Market strategy  The main topics will include: Mission / purpose What does winning look like (SMART: specific, measurable, achievable, realistic, timebound) Territory The offering (what product / solution(s)) Target market Current landscape / situation appraisal Business drivers for change Critical success factors Value proposition / messaging Competition landscape SWOT Resourcing Sales strategy (optional): The main topics might include: Priorities Channel to market Type of business Business development......

Relevant Regions

• Western Europe

Topics covered include sales strategy, the sales plan, the value proposition, sales execution, business development and the sales process. The Sales Health Check can be tailored to the specific client’s circumstances. Its purpose is to provide executives with an independent view of sales and business development, with a set of recommendations to......

Relevant Regions

• Western Europe

The scope of the plan will mirror a great number of the topics captured in the sales strategy, covering in more detail the individual elements of each, with a focus on execution, timescales and sales revenue targets....

Relevant Regions

• Western Europe

Some popular other sales services available from MDWG Consulting: Challenger sales methodologies: Define and agree the materials, methods and frequency of content generation in support of this sales methodology. RFI / RFP / proposals: Tasks targeted at the commercial aspects of a proposal, such as the investment section, and writing the executive......

Relevant Regions

• Western Europe

The problem we’re solving: Start-ups and Early Stage companies often require pin-point ‘one-off’ external expertise Where this expertise can’t be filled by board ‘advisors’, there is a knowledge gap Typically, when firms require additional external expertise in key areas they use consultants Where the insight/expertise required is very specific, larger firms can use ‘expert......

Client type

• Asset Managers
• Bank Wealth Managers
• Brokers/Broker-Dealers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Asia
• Eastern Europe
• North America
• Oceania
• Western Europe

We are experts in business transformation. Our resources have learned their consulting craft at some of the world’s best known consultancies. They have also worked ‘in-house’ as practitioners in top tier banks and wealth managers. We believe that this blend of consulting discipline and practitioner experience is a key determinant......

Client type

• Asset Managers
• Bank Wealth Managers
• Brokers/Broker-Dealers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• Asia
• Eastern Europe
• North America
• Oceania
• Western Europe

Early-to-Growth stage companies chosen will engage in an immersive boot camp complete with a curriculum to guide strategic planning, address business and financing challenges, and provide mentorship from successful fintech and entrepreneurial experts. Most importantly, we help you to scale your revenues. Our recruitment process features wealth management industry experts as part......

Client type

• Asset Managers
• Bank Wealth Managers
• Brokers/Broker-Dealers
• Digital Wealth Manager
• Family Offices
• Financial Advisors

Relevant Regions

• North America

3xEquity is a privately owned practice valuation firm, focused on real time valuations and future opportunities for financial practice companies. 3xEquity principals leverage their expertise in financial investments and valuation platforms that enable the firm to consistently forge value-adding relationships in valuation, management, and financing. Additionally, 3xEquity is positioned to purchase......

What You Receive Monthly Reporting An Expert Team Data Reconciliation System Support Operations Support A Proactive Approach ...

relevant regions

• North America

We’re here for you Regardless of the size of your firm, you’ll work with a dedicated relationship manager who knows you and your business. We’re committed to increasing and enhancing your efficiencies by ensuring questions and requirements are taken care of in a timely manner. Our transition team will help you navigate the process of switching platforms.......

relevant regions

• North America

Due diligence and fund monitoring, model portfolio solutions, B2B sub-advisory platform with multi-boutiques offering, fund wrapping capabilities (DPM wrappers, FoF and etc.)...

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

With our Annual Registration Service, our experienced professionals will review your RIA’s registration to ensure that your firm and all of its advisory persons maintain proper registration with the securities regulators. The U.S. Securities and Exchange Commission ("SEC") and the North American Securities Administrators Association ("NASAA") have reported that inconsistencies and disclosures issues......

relevant regions

• North America

We help our clients overcome the challenges of reaching attention-poor customers and the related high cost of acquisition. We help them to build distinctive brands and content that cut above the noise, to convey their brand promise more concisely and impactfully, and to understand exactly their audience so they can deliver......

The Fintelligence course catalogue consists of onsite-programs and online-modules in the four main areas of expertise: Managerial and Business Skills Client Management Skills Financial Products & Investment Management Ethics, Legal, Compliance & Risk All programs and online modules contain assessments and tests and are available in several languages, primarily in English, French, German and Italian....

relevant regions

• Asia
• Western Europe

Our Operational Support Services are completely customizable; you can ask us to do five or fifty tasks. We go far beyond our competitors in that we provide more than just download, reconciliation, reporting and billing services. We can provide virtually any operational support activity that can be documented for process and......

Business Analysis - Taking a 360-degree view of your business At Tyler Wood Consulting, we understand the importance of fully analysing your needs to ensure your business is working for you and your clients. Our many years of experience will ensure that your requirements are understood and the necessary workflows are put in......

relevant regions

• Western Europe

With years of experience working on major projects across the industry, Altus has developed the only online Business Architecture training course entirely dedicated to financial services. Delivered by active practitioners and full of practical industry examples and exercises, the course will give delegates access to real industry examples, models and case studies,......

relevant regions

• Western Europe

Anything that affects your facilities, operations, or people can put your business continuity at risk, from natural disasters like hurricanes that stall shipments of critical components, to infrastructure failures like overtaxed power grids, to civil unrest or labor strikes. Kroll’s expertise and knowledge to assess the effectiveness of your existing business......

Succession planning is an important part of a firm’s compliance program. Should you become incapacitated or unable to fulfill your role as an investment advisor representative, RIA Innovations can provide a seamless transition for you and your clients. A business continuity plan will be set up at the custodian level to ensure the......

relevant regions

• North America

Our fully rounded Business Monitoring support will reduce one of the potentially highest risks in your business. Business Monitoring support is often referred to as file review, but we don’t subscribe to that simple thinking. Our Business Monitoring support provides so much more. Not only do we review your files, we develop the......

We work alongside management teams to assist them in developing their business plans. Whether it is post-acquisition planning or a five-year strategic growth plan, we work closely with business leaders to support them in achieving their goals....

relevant regions

• Central America
• Eastern Europe
• Middle East
• North America
• South America
• Western Europe

Operations installation From providing access to the client website and setting up agencies, to helping you gain Professional Indemnity Cover and organising your compliance installation visit, the business support team make sure your move to Compliance First is as smooth as possible. Make the most of our relationship Our business support team are......

relevant regions

• Western Europe

Business transformation advisory services Cloud Transformation ECI will meet you where you are on your cloud journey. We begin with strategic conversations to understand your business requirements, and craft a roadmap for the use of private and/or public cloud services based on industry best practices and operational priorities. We then execute against the roadmap to begin......

relevant regions

• Asia
• North America
• Western Europe

Traditionally, asset administration services have been provided by specialist third parties. In recent years, custodians and prime brokers have taken on key administrative functions such as portfolio accounting, shareholder servicing, compliance and reporting. Today, asset administrators must: Meet compliance and regulatory requirements Support alternative investment needs including complex fund structures, credit derivatives and......

relevant regions

• Africa
• Asia
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Our solutions focus on key areas for wealth management firms and enables our clients to deliver superior customer experience with increased agility, operational excellence and cost efficiency. Advisor desktop transformation Capgemini provides enriching advisor desktop processes and platform helping firms increase advisor productivity, retain advisors and gain competitive advantage to grow wallet......

relevant regions

• Africa
• Asia
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Let Reliant be your dedicated partner in navigating the complex landscape of regulatory compliance. Not only will our experienced RIA Compliance Consultants provide you with the most up to date and business-friendly compliance advice and resources, but we can share the compliance workload by completing regulatory filings, writing policies and......

relevant regions

• North America

Challenge Multiple changes to regulations, stricter controls over all processes, data availability & data quality have made regulatory compliance for CFOs in BFSI complicated. With constant revenue leakage and cost escalation, optimizing balance sheets and costs to maximize net income and operating ratio is the need of the hour, added to......

relevant regions

• Asia
• North America
• Oceania
• Western Europe

Change Management - Transforming the way you operate for the better Tyler Wood Consulting understand that sometimes your business and technological needs change. That’s where Tyler Wood Consulting can help. We have experts that can help you and your business through these periods of change – be it to your workflows, systems......

relevant regions

• Western Europe

We develop internal consultants to be change agents, tailoring our services to a client’s requirements using their preferred methodology, including both waterfall and scaled agile. Agile enterprise delivery skills development Change management and execution skills development Consulting skills development ...

relevant regions

• Western Europe

Our coaches work one-on-one with a client’s leading technical and expert talent to improve their impact, delivering measurable performance improvement to the organisation. Centres of excellence creation High performance behaviour model development Women in finance development programmes ...

relevant regions

• Western Europe

Modernizing core operating platforms is a critical first step in digital transformation. Your organization gains improved decision support for the front office as well as functions such as credit, compliance and risk. Improve straight through processing (STP) rates and operational efficiencies. Most important, the streamlined, enriched data supply chain becomes......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Create impact with:  1. Brand A strong brand infrastructure and messaging framework will become the blueprint of your communications success. Start a new phase of growth by creating a recognizable brand. Services include message development, narrative and positioning, brand guidelines, design, collateral, brand activations, and branded events. 2. Marketing Say something worth listening to and......

relevant regions

• North America

Our transition support includes: Business model planning Transition timeline & project plan Compliance program design Transition support Operations & technology analysis Marketing & advertising review The foundation of a successful launch starts with planning. With our integrated approach, we mitigate regulatory risk by designing a compliance program that is customized to your business model (including your processes,......

relevant regions

• North America

Skilled and Experienced Consultants The navigation of MAS regulations and regulatory developments is daunting for any financial institution. Regardless of the extent of your regulatory obligations or compliance challenges, our compliance consultants have industry leading skills, expertise and draw on extensive experience to meet your compliance requirements. Tailored to Meet Your Compliance......

relevant regions

• Asia

If you are concerned with the increasing complex burden of implementing your compliance program, AdvisorAssist professionals can help. Compliance Advantage™ is ideal for advisors that are seeking to partner with experts to take a proactive approach to managing their compliance programs. Our experienced compliance professionals partner with you to support the implementation of your compliance......

relevant regions

• North America

Regulatory Change Extensive in-house and product knowledge which allows Insight to analyse, assimilate and provide guidance on the interpretation and the practical implementation of regulatory changes; and Deep knowledge and understanding of how businesses operate and how regulatory changes will affect them. Compliance Risk Frameworks Experience of dealing with regulators both in the UK......

relevant regions

• Western Europe

If you are seeking to stay current with increasingly complex securities laws without sacrificing your other responsibilities, AdvisorAssist professionals can help. With Compliance Essentials™, you receive cost-effective guidance, advice and tools to support your existing compliance activities. Compliance Essentials™ is ideal for advisors that wish to supplement their internal compliance activities with our resources and expertise....

relevant regions

• North America

You will retain control over your firm and compliance program. Levels of service are available at hourly or contract. We can eliminate the time you would have spent on compliance functions, so that you have more time to talk to clients and do prospecting. Services offered New firm registration Regulatory filings ADV & amendments Annual compliance......

relevant regions

• North America

Claims of fraud, financial tampering, computer crime, employee misconduct, and other wrongdoing require corporations, law firms, and government agencies to follow digital trails to piece together facts that lead to the truth. Kroll’s computer forensics experts help ensure no digital evidence is overlooked and assist at any stage of a digital......

First, we get to know you We’ve rolled out solutions and products successfully for hundreds of financial institutions and thousands of advisors. But we also know that no two financial institutions are exactly alike. We begin by getting to know your business, advisors, challenges and goals. Then we implement best practice......

relevant regions

• North America
• Oceania
• Western Europe

Overall compliance program We work with several consulting firms to connect you with the right firm and provide reliable resources when needed Email archiving options We have many great options to meet your records retention requirements. Let us help you find the right solution for your firm. CRM options In a data-driven world client relation......

relevant regions

• North America

Regulatory investigations response - internal investigations advisory - cross-border investigations - eDiscovery & eDisclosure services - forensic data analytics - digital forensics Control Risks employs a global complement of investigative professionals with real-world, relevant experience and a unique ability to apply local political and business context to your investigation. Global technical expertise With a combination......

You have successfully completed the SAQ certification as a ‚bank client advisor‘ less than three years ago. Before the certificate expires, you would like to extend your certification for another three years. Fintelligence offers you an efficient and attractive recertification option. What recertification measures do we offer? Fit for FinSA With the introduction......

relevant regions

• Western Europe

Risk assessment and monitoring - crisis management technology - organisation design, governance and programme development - programme gap assessment and enhancement - scenario-based training and exercises - crisis management and business continuity strategy planning Control Risks helps your organisation prepare for, respond to and recover from a wide variety of disruptive events. Our focus......

Out of nowhere, a crisis strikes. These events may include natural disasters, business interruptions, criminal or malfeasance perpetrated by individuals, or violent political activity. Do your business leaders and employees know how to react to an active shooter situation, political or social unrest, a medical emergency or a hazmat incident? We......

Incident response - information security investigations - insider threat management - remediation planning and execution Control Risks is unique in its ability to combine 40 years of critical response heritage with cutting edge technical know-how to set direction for business managers dealing with cyber crises. Our global reach provides you with the......

Ensure corporate policy design is keeping pace with your dynamic risk environment Your organization likely has policies in place aimed at keeping information secure and responding to a data security incident. Such safety measures are required by a number of federal, state, and industry regulations. Yet policies aren’t just a matter......

When it comes to data breach prevention, what you don’t know can hurt you. Your company faces IT risk daily – whether you’re fending off internal threats or enhancing protection against external intrusions. How well are you balancing your need to lock down data with tighter security controls, while providing your......

Business insights, visualisation and dashboarding - compliance monitoring - commercial data reporting The data analytics team at Control Risks helps organisations acquire and analyse high volumes of financial, operational and transactional data. This uncovers actionable insights to improve operational margins and mitigate compliance risks. Business insights, visualisation and dashboarding Analysing enterprise data to......

Elevate your brand's presentation Slide decks are stale, hard to update and no one enjoys reading them. We invigorate you Explain concepts in a better way Technical information doesn't need to be boring. Say goodbye to long emails and wordy documents. Drive higher engagement with your sales and marketing content You write great content but......

relevant regions

• Africa
• Asia
• Caribbean
• Middle East
• North America
• Western Europe

ECI's digital innovation services Systems and application modernization This service starts with an application assessment to identify projects that offer a clear path to improved customer experience and/or ROI. For the identified opportunities, the legacy application(s) will be modernized by updating the platform infrastructure, the internal architecture, and/or updating its features. The......

relevant regions

• Asia
• North America
• Western Europe

You believe the Internet will have a major impact on the financial services industry – like it has other major industries. You believe the Internet will impact the way investors find, research, and select financial advisory firms and professionals. You believe the Internet will be an important source of new......

relevant regions

• North America

You can hire a team of expensive professionals to build your own digital marketing department or you can outsource the work to a Paladin team of experts. Your Paladin Digital Marketing Department is comprised of professionals with a variety of skill sets: Digital marketing consultants Designers & developers Graphic artists Writers and editors Social media specialists Local......

relevant regions

• North America

Personalized Content Library Wow your audience with assets from a robust and customizable content library featuring hundreds of pieces of content tailored to different audience segments. Engage and attract your target audience. Automated Social Media Sharing Join the conversation, increase engagement, and drive more traffic to your website by sharing relevant, personalized content across the right......

relevant regions

• North America

Our operational support capability provides rapidly deployable on and off-site operational capacity, to support any number of complex and regulatory operational requirements. This can be provided as a one-off remediation exercise in support of change delivery, or as part of a more strategy-based service model. Our propositions KYC (know your customer) remediation KYC requires financial services......

relevant regions

• Western Europe

Our cross-border courses aim to mitigate risks while dealing with prospects and clients domiciled abroad. We have a wide range of compliance topics to be taught at all levels within your core business structure. All courses are available through Indigita’s own Learning Management System (LMS) or can be provided to......

relevant regions

• Asia
• North America
• Western Europe

Prospect identification WealthQuotient relational mapping literally defines your target market by identifying your organizations most accessible and actionable prospects. Coaching, training & toolkit WealthQuotient coaching equips your team with the methodology, skills, tools and confidence to properly execute on the prospects that have been delivered. We empower teams to: Get the introduction You must ask......

relevant regions

• North America

Why choose E*TRADE Advisor Services? We’re dedicated to helping independent advisors like you optimize your business and better serve your clients. You can count on us to focus on your business, your brand, and your success. Expertise and guidance when you need it Whether you’re a new or seasoned RIA, we deliver......

relevant regions

• North America

The Cross Border Distribution of Funds (CBDF) regime introduced major changes to the marketing of funds in Europe. These changes aim to reduce the regulatory barriers associated with selling and distributing investment funds across different jurisdictions in Europe. For fund managers, one of the key, and perhaps most beneficial changes, was......

relevant regions

• Western Europe

Accredited events programme Compliance First delivers a comprehensive events programme at a range of locations convenient to you. Working alongside accreditation bodies, we ensure our events deliver specific learning outcomes and are designed exclusively for directly authorised advice firms. Events cover investments, pensions, protection and mortgages, with each session featuring regulatory......

relevant regions

• Western Europe

EV Fund Risk Rating Service Quickly and accurately risk rate any portfolio or fund range. We do this by applying a consistent and robust approach to determining the fund’s risk compared to the asset allocation benchmarks from any standard risk profiling questionnaire or process. EV Bulk Client Review Quickly identify those at risk......

relevant regions

• Western Europe

Executives face threats that vary widely depending on the industry, size of the company, geopolitical locations, and the individual’s profile. Our aim is to establish and maintain a safe working and living environment for our clients while continually minimizing risk. We achieve this by providing executive protection operatives to support......

And because of our broad experience, we can benchmark a client’s leaders against industry standards. Assessment and benchmarking Self-assessment and coaching Specialist standard definition and implementation for distinguished engineers Technical and expert career path development and coaching ...

relevant regions

• Western Europe

Our team of 60 professionals dedicated to EAM has offered customised solutions that have responded to our clients’ demands for 30 years.  Front-to-back banking services and products with a tailor-made approach Dedicated Lombard Odier teams made up of experienced professionals that coordinate your needs with our in-house experts G2 Pro - a cutting-edge......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• South America
• Western Europe

How do you weigh important family decisions? What steps must you take to help secure your financial legacy? Are your personal and investment data safe? Do you have tools to access financial reporting and provide investment oversight? The dedicated family office advisory professionals at RSM can help you navigate these concerns......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

We will help you find improvements that can be made to the desired strategy, outcomes, behaviours, effectiveness and culture of the organisation Family Office Reviews can challenge but also validate the objectives and strategy to better enable your family office and family to meet your vision and values. We can make your family office even more successful With our......

relevant regions

• Western Europe

The needs of UHNW clients are increasingly sophisticated, diversified and competitive. So we have mobilised a powerful combination of global experience, local expertise, in-depth understanding and cutting-edge technology to surpass expectations and advance the efficacy of family office support services.  Whether you represent a single family office, multi-family office or are......

relevant regions

• Africa
• Asia
• Caribbean
• North America
• Western Europe

Providing FCA application support and FCA regulation assistance is one of our specialist areas and we are proud to have personally helped hundreds of firms gain FCA authorisation over the years. Our total commitment and bespoke approach to helping all of our clients is acknowledged across the financial services community. The moment......

First Class Super offers a full suite of services, from establishment and on-going administration, right through to setting up retirement pensions and beyond. We work in partnership with accountants and financial planners in providing annual compliance requirements for self managed super funds. We offer an end of year service or the......

relevant regions

• Oceania

250+ alumni US$370 million+ in funding 60+ collaborations facilitated Welcome global founders Startups and big business – banks, insurance companies and investors – have a lot to learn from each other. Our global ecosystem makes that happen. You bring agility and new thinking. They bring industry expertise and influence. Together, you innovate. Benefits Dedicated coaching & support -......

relevant regions

• Asia
• Western Europe

For many companies, hiring a full-time CMO just isn’t a realistic option Maybe filling that role doesn’t fit within your budget, or you simply don’t have the marketing workload to justify a full-time position. But you still need expert marketing guidance. We’re here to help. Intention.ly’s Fractional CMO services Whatever your biggest strategic challenges......

relevant regions

• North America

Our expert Fund Administration team consists of experienced, highly qualified professionals who deliver tailored, premium services to small and midsize investment funds. In a largely standardized industry, we offer our clients a true alternative through our personalized boutique approach. Our clients We services asset managers and increasingly works with high-net-worth individuals and family......

As the biggest independent fund service platform in the DACH region as well as the market leader in white label fund distribution and master KVGs, we are your expert partner for all fund services from launch to distribution. Whether your success story has only just begun or whether you have......

relevant regions

• Western Europe

Originally built for $1B+ AUM teams, Fusion Black Ops provides advisors of all size comfort and confidence by providing a seamless process of getting a team from point A to RIA. Fusion Black Ops is a turn-key program for fee-only or hybrid teams that delivers an all-inclusive suite of services including:......

relevant regions

• North America

Financial advice comes in all shapes and sizes and with consumer needs and behaviours changing all the time, it's vital to ensure that you have access to the right level of support and solutions. At SimplyBiz, we ensure that our members have the solutions they need for advising and for where......

relevant regions

• Western Europe

The Global Assets+ solution proposed by Lombard Odier includes three perfectly integrated offerings within one single department: our Global Custody and Reporting solutions, our Dedicated Funds offering and our Securities accounting services. Our global custody and reporting solutions to regain control of your assets thanks to a consolidated view. If you are a......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• South America
• Western Europe

You should always hire the best person or team for the job. That often requires international talent. As an international PEO (professional employer organization), we can help you get those people—no matter where they are—on your team in hours....

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Work with experts We have delivered cross-border solutions in over 70 jurisdictions for our clients. The team, including our regulatory experts, has the requisite expertise to be able to steer you around the complexities of the cross-border registration process. Improve efficiencies and reduce costs We will handle all the administrative burden normally associated......

relevant regions

• Asia
• Oceania
• Western Europe

Yet most advisors are barely growing organically and possibly getting worse at it. Plummeting from 9% just a few years ago, the average RIA’s growth rate is just 3%, after market performance and acquisitions are removed.* Something is wrong. That's why we created the DeVoe GrowthBuilder™ DeVoe & Company has developed the......

relevant regions

• North America

The SMSF accounting and compliance industry is constantly changing which means SMSFs are demanding more support from qualified professionals in meeting their SMSF administration needs. Heffron SMSF administration is a comprehensive service. Not only does it include an accurate, reliable compliance service but you also have access to Heffron's market......

relevant regions

• Oceania

Our compliance and technical helpdesks provide assistance with upward of 2,500 queries each month on all aspects of FCA regulation such as regulatory reporting, authorisation of new firms, FCA monitoring activity, complaints, financial promotions, training & competence / recruitment as well as technical advice on UK life, pensions, trusts and taxation....

relevant regions

• Western Europe

Once you’ve emersed yourself in our world you will soon realise the value we can provide to your business. We offer solutions and support wherever you are in your business cycle. And when the time comes to realise the value you’ve built up – we offer Horizon – the most......

relevant regions

• Western Europe

When compromised, criminals can take advantage of sensitive data like Social Security Numbers and Medical ID Numbers for months, or even years, before suspicious activity appears in credit reports.  Organizations often choose to provide consumers with Kroll's identity monitoring solution to reveal known triggers of identity theft that credit monitoring alone......

Inbound marketing Inbound marketing is the process that produces traffic for your website. The more visible your firm is on the Internet, the easier it is for investors to find you. The right type of visibility will produce traffic to your website. The Internet is a definite game-changer. Investors can use it......

relevant regions

• North America

Even with the most robust controls in place, a data breach may still occur Kroll has helped countless organizations worldwide respond to data loss — and we can help you. We respond quickly when your confidential information is compromised, no matter the source of the data breach, whether it’s the result......

FinIA will require all asset managers and trustees to obtain a licence and thus be subject to prudential supervision (probably from January 2019). The growing complexity of the regulatory environment and the extensive requirements of the relevant authorities can make the incorporation and licensing process even more difficult. We will be......

relevant regions

• Western Europe

When organizations lose information, the cause can be traced to one — or more — of five risk factors: people, paper documents, information technology systems, other electronic devices, such as tablets or memory sticks, and surveillance devices (bugs). Our experts can guide you in the selection and implementation of security controls......

Administration services as unique as your needs When it comes to staging your investment story, you can make flexible use of our services. You can create a service package tailored to your preferences by selecting the modules that will help you most. Alternatively, you can entrust us with all aspects of......

relevant regions

• Western Europe

Meet your Regulatory Compliance Requirements Perform annual internal control assessment as per regulatory or licensing requirements. Manage the Operational Risks of your Business Benchmark your operational process and control set up with industry peers and global best practice. Provide yourself with the most effective and practical solutions with the support of robust processes to......

relevant regions

• Asia

As an independent third party, we support you in situations like these. We review the facts and, if desired, provide concrete recommendations to fix the problem and restore order. Geissbühler Weber & Partner is regularly appointed by FINMA as special audit or enforcement agent....

relevant regions

• Western Europe

Onboarding end customers, compliance, portfolio management, settlement, regulatory, tax reporting Behind our services are efficient trading and reporting systems as well as a shareholder register that we use to deliver a profitable experience for our clients....

relevant regions

• Western Europe

High-value projects and long-term contracts bring with them both opportunity and inherent risk. Key account relationships can become strained, service delivery can go off track and results can vary.  This is especially true of high value B2B relationships where there are often misaligned multiple stakeholders involved.  Suddenly, it doesn’t seem to......

relevant regions

• Asia
• Central America
• Eastern Europe
• Middle East
• North America
• Western Europe

More than any other consulting firm in our field, we have defined the role of programme sponsor, with an approach that enables our client teams to form quickly and transform into high performing senior management teams. 100-day coaching Change leadership and sponsorship skills Executive and senior management team development Leadership assessment and benchmarking ...

relevant regions

• Western Europe

As experts in the compliance field, our team constantly monitor regulations and policies as well as developments in business models.  At Ingenia, our team is available to you throughout the licensing process, helping you navigate the process with simplicity and precision. Our experts will prepare, review, and submit your application and......

relevant regions

• Asia

Buying, selling, or merging your business is potentially the most important decision you will make in your career. The magnitude of your decision is top of mind for us every day. And that’s why we are extremely focused. DeVoe & Company is a leading boutique investment bank exclusively focused on providing......

relevant regions

• North America

How to Better Manage Your Foundation Foundation Source offers modern foundation management services, integrating cutting-edge technology with time-tested, expert advice and client services. We understand the unique challenges and needs of managing a private or family foundation because we’ve been focused on exactly that since 2000. We can provide you with: The capacity......

relevant regions

• North America

For experts by experts: as one of Europe’s leading fund service platforms and Super ManCos, we work with international asset managers who want to expand the focus of their fund distribution to Europe. As a Super ManCo based in Luxembourg, Ireland and Germany, we cover the key European fund domiciles and......

relevant regions

• Western Europe

Go from succession planning to accessing new markets We give you the ability to buy, sell, or merge - and search for the best opportunities. Succession Link cuts out the middleman so you can open new doors and scale your firm....

relevant regions

• North America

How to design your Marketing Within the realm of marketing, the focal point is an audit aimed at understanding your identity, offerings, target audience and operational methods. This comprehensive examination is seeking to provide a holistic perspective of where you are today on your organizational positioning. Our study offers designed solutions......

relevant regions

• North America
• Western Europe

The marketing & branding service offers everything that is included with the basic marketing package in the back office support service plus more and may be exactly what you are looking for. We will come up with a theme for your business to give you a lasting presence with your......

relevant regions

• North America

We've done the heavy lifting for you. Gain exclusive access to best-of-need products and services you can utilize through your Chalice membership....

relevant regions

• North America

Gone are the days of staffing up an internal team to remain ready to handle middle office tasks when they arise. We bring a modern approach to leveraging our expertise and technology to provide you with a more efficient execution. Further, whether it's one-off client onboarding for a new RIA, or......

relevant regions

• North America
• Oceania
• South America
• Western Europe

If you are an individual or a family with accumulated wealth that includes assets spread around the globe, you need a solid, legal ownership structure to safeguard that wealth. Trustmoore provides legal infrastructure where needed, with the necessary expertise and staff to keep your wealth safe and in good shape. Because......

Applying for direct authorisation The FCA need to ensure that your firm has the skills, resources and expertise to manage the risks associated with running your own directly authorised business. threesixty have helped hundreds of firms gain authorisation from the FCA and can provide you with all the assistance you are likely......

relevant regions

• Western Europe

We appraise the operational contribution of major support functions and suggest practical improvements to drive better accountability and responsibility for key tasks. We work with back, middle and front office teams to understand responsibilities, task management and hierarchy. Our frameworks and incentives approach helps achieve buy-in which results in step......

relevant regions

• Western Europe

We develop new career paths outside the traditional managerial route, identifying the behaviours and skills required for organisations to succeed in an increasingly complex, regulatory and technology driven environment. Behavioural standards definition Job enrichment Organisational climate analysis Technology career path design and implementation ...

relevant regions

• Western Europe

We specialize in curating the right team for the right project, producing high-quality, engaging content and experiences tailored to resonate with your target audience, clients, and your circles of influence. Invstly has a proven track record of partnering with firms managing over US$500 million in assets, driving growth and enhancing brand......

relevant regions

• North America
• Western Europe

Turbocharge your marketing efforts with Intention.ly’s Outsourced Marketing Services Call on Intention.ly as your outsourced marketing team to deliver these critical marketing services: Competitor assessment We analyze your marketing efforts against your top competitor’s offerings to determine competitive advantages, brand perception, gaps and challenges, and opportunities for the greatest impact going forward. Brand building From......

relevant regions

• North America

durhamlane has worked tirelessly to refine every aspect of the sales process, because we passionately believe there’s a better way to sell. Working across the sales cycle end-to-end, we offer a proven, honed and structured methodology which sets the standard for sales effectiveness. We call it ‘Selling at a Higher Level’,......

relevant regions

• North America
• Western Europe

In our experience, asset managers rarely require a full-time compliance function – which makes outsourcing the wise choice. Outsourcing the compliance function can also be an advantage for certain banks. Our temporary consultant (body lending) offer is also the ideal alternative to outsourcing in the event of a temporary staff shortage......

relevant regions

• Western Europe

Get the right team in place Free your team to focus on keeping operations running smoothly. Moving to an outsourced operating model is like changing the tires on a moving car. Keeping your operation running while focusing on an outsourcing transition requires a massive day-to-day effort. From data standardization to project communications......

relevant regions

• Asia
• Eastern Europe
• Middle East
• North America
• Oceania
• Western Europe

Our service includes: Daily online reporting Detailed Portfolio valuation Portfolio performance Realised/Unrealised CGT Transaction summary Asset allocation Investment income Mail house services ...

relevant regions

• Oceania

Kroll provides a variety of security risk management services to family offices and high net worth individuals. Threats to personal security can surface in varied and unexpected ways, including opportunistic street crime, obsessive stalkers, medical emergencies, accidents, fires and natural disasters. Our objective is to recommend a security strategy that provides......

The process of reducing the product suite has positive cost implications but risks alienating clients if not done sensitively. Our client centric methodology helps firms migrate their clients, deliver operational benefits and clarify market positioning for the firm. It also has positive application in new product development through guidelines which......

relevant regions

• Western Europe

At SimplyBiz, we offer the largest event programme of its kind, providing advisers with access to a mix of face-to-face events and a comprehensive virtual programme, which has proved invaluable during recent times.  Our programme covers a wide breadth of events to suit all needs from our holistic Learning and Development Events, usually taking place two to three times......

relevant regions

• Western Europe

Analysis and design Having a robust analysis and design phase at the start of the project provides a solid foundation for a successful implementation. We work alongside project stakeholders to understand the project requirements in detail. Armed with this information, we help clients design the appropriate solution that will meet project......

relevant regions

• Asia

A proven approach that works Our experienced Project & Technology Management team provides complete design, implementation, and IT process administration. We guide clients through critical decisions around their infrastructure, including matters of procurement and logistics, IT capital investment, and cost reduction. Our team of experts are on hand to support firms......

relevant regions

• Asia
• North America
• Western Europe

The proliferation of ESG and sustainable funds in recent years has led to a flood of ESG ratings entering the market with little correlation between what is being measured. The increasing divergence of ESG ratings and pressure to validate a fund’s ESG credentials also places fund managers at risk of......

relevant regions

• Asia
• Western Europe

With all of the time and pressure that goes into providing financial advice in today's compliance-driven, complex and shifting landscape, how much spare time do you have to hold the number of conversations required to generate consistent referrals at the necessary volume? With this service, we outreach and engage prospects from......

relevant regions

• Asia
• Eastern Europe
• Middle East
• North America
• Oceania
• Western Europe

Provide solutions to regulatory needs With our regulatory umbrella we provide the relevant permissions to enable you to provide financial services to all clients across Europe. We fulfil your compliance obligations and take charge of your regulatory processes, including regulatory reporting. RiskSave Compliance will provide the necessary infrastructure that matches the......

relevant regions

• Western Europe

In a world of fast-changing regulation, keeping up to date and on top of the latest rules, regulations and requirements can sometimes be one plate too many to keep spinning. This is where our Regulatory Policy team have got your back. Our regulatory radar monitors the whole industry, detecting change and providing......

Our vast experience and array of expertise enables directly authorised firms to operate with confidence. Whether it’s through our help desks, regular bulletins, or events, we will always talk to you about compliance in plain English and tell you exactly what regulation or policy change means for you and your clients,......

relevant regions

• Western Europe

threesixty provide a range of research and investment solutions to our clients, including a risk profiling tool, mapped investment and model portfolio solutions and product and fund research. Our research is regularly updated and based on a review of the whole of the market. Within each piece of research we include......

relevant regions

• Western Europe

Including, but not limited to: Annual Compliance 206(4)-7 Reviews Form ADV Review & Updating Annual Updating Amendment Filing Compliance Manual Review (Compliance Policies & Procedures) Regulatory Exam Support (SEC & State)  Marketing Material Review Compliance Training On-Demand Compliance Support  ...

relevant regions

• North America

As your organization strives for excellence through servicing your clients, our expert OCCO team is here to provide unparalleled compliance guidance and support. Our seasoned compliance professionals bring a wealth of knowledge and experience to the table, offering a comprehensive suite of services tailored to meet your specific needs. Your......

relevant regions

• North America

The RIA Registration Advantage™ service provides you with expert assistance to get your new RIA firm up and running as quickly as possible, while covering all aspects of the RIA start-up process. RIA Registration Advantage™ includes all services in the RIA Registration Essentials service (SEC or State registration, design of your compliance program, design......

relevant regions

• North America

Our RIA Registration Essentials™ service provides you with expert assistance to get your new RIA firm up and running as quickly as possible. RIA Registration Essentials™ is a comprehensive, turn-key solution that covers the core aspects of starting your RIA firm, including: SEC or state registration, compliance program design, client agreements, custodian selection, technology support, and......

relevant regions

• North America

Reliant specializes in many Registration Services, including: New RIA Registrations (SEC, State,  ERA, including Internet-Only Firms) State to SEC Transition Filing Annual Updating Amendment Filing State Registration & State Notice Filings Form U4 & Form U5 filings ...

relevant regions

• North America

What to Expect In a one-on-one consultation, our in-house SEO expert will collect core information on your business, including your services, target audience, and key search terms. We’ll then review the status of your site to identify areas for optimization, including site structure and content. Prior to any technical work, you’ll......

relevant regions

• North America

Need assistance moving to or from SEC registration? Our experienced team has registered hundreds of firms with the U.S. Securities and Exchange Commission (“SEC”) and every one of the State Securities Regulators. We can assist with all aspects of the transition from filings to the redesign of your compliance program to......

relevant regions

• North America

Security measures are of little use if they are not enforced. A security audit assesses how effectively your organization’s security policies are being implemented. Our audits will show you where gaps and vulnerabilities might exist in your current systems and procedures. In more than 40 years, we have seen countless reasons......

Good security risk management begins with a master plan — a vision of the security department, its roles and responsibilities, and how it fits into the overall organization. We have found that security is more effective when you look at your organization as a whole. Accordingly, we address all aspects of......

Do you have policies and procedures that cover risks like workplace violence, bomb threats, active shooters or natural disasters? How about executive protection or travel to high-risk areas? How do you know if current procedures will be sufficient or effective? Given the complexity of most organizations, developing effective security programs can......

Our trainings can encompass broad points of view to narrow solution-oriented presentations to meet the challenges of specific business units. We work with institutions to understand their needs and what training they need, then customize presentations around the staff, facility and risk. Our work is tailored directly to each client......

It’s about how you work, what you want and where you want to be. We have standards not labels, and we work with hugely diverse businesses. Yet when we put them in a room together we know they will get on, because they share the same core principles. So here’s how it......

relevant regions

• Western Europe

We help firms to develop tailored coaching and support for teams including those without day-to-day client contact, that drive service consistency and improvements for clients. Our approach is based on up-to-date research of HNW and UHNW client needs in all major markets and in segments such as HNW entrepreneurs....

relevant regions

• Western Europe

We can help you, but beware that family offices are very complex businesses and require skill and knowledge to set them up correctly and effectively. Too often, we find that there is no clear objective or soaring costs, which result in a change in direction or a closure of the office. Family......

relevant regions

• Western Europe

Leverage off an award-winning service, backed by an award-winning SMSF software – Class Super Here’s the challenge, you want to focus more time on providing high-value advice to your clients but have been frustrated with the way your client’s SMSF administration and compliance is being managed. With minimum hassle, maximum efficiency......

relevant regions

• Oceania

Our service includes: Daily online reporting Financial statements pack Lodgement of the annual tax return Trustee minutes and member statements Independent SMSF audit Actuarial certificate (if required) Management with ASIC and ATO Corporate trustee maintenance Provision of activity statements (PAYG, IAS & BAS) Datafeed implementation and monitoring Quality assurance review paper Firm labelled interface for the SMSF client access Mail house services ...

relevant regions

• Oceania

When dealing with other SMSF Administrators, you may be passed around the office as staff come and go. Your work may be outsourced to an overseas data entry centre without your knowledge or completed by graduates who are still learning the basics. At Super Know How, all of our staff are......

relevant regions

• Oceania

We’ll look after all the transaction processing and compliance-related work for your client’s SMSF. Our packages range from simple transaction processing and accounts preparation through to a complete solution that includes audited accounts with tax return preparation and lodgment. Your dedicated account managers are on hand to provide you with general advice......

relevant regions

• Oceania

SMSF Establishment SuperGuardian facilitates quick and simple establishment of your self managed fund. We provide you with your establishment kit with simple and easy to understand documentation within 2 – 3 business days of receipt of your application form. Your establishment includes: The SMSF trust deed Minutes and all documentation relating to the establishment of......

relevant regions

• Oceania

Are you a financial adviser? Are you a financial planner looking to engage more with your clients? Don't you have the time or resources to create content yourself, but want to invest in quality content? Look no further, It's all done for you. Are you an accountant? Want to educate your clients about the range......

relevant regions

• Oceania

If you’re like most people, you already give to charity. But perhaps you’d like something more. How would you like to: Go beyond checkbook giving and get more out of your philanthropy  Unify your family by establishing a permanent philanthropy legacy? Build an enduring structure for your giving that can be handed over to......

relevant regions

• North America

The headwinds facing the Wealth Management industry can seem overwhelming; market conditions have added cost pressures, creating a drag on profitability. Managers have the challenge of delivering growth at a lower marginal cost, in a constrained environment, with far greater volatility. Yesterday’s strategy is no longer fit for purpose. Managers......

relevant regions

• Asia
• Eastern Europe
• North America
• Western Europe

Due to ongoing consolidation in the corporate services sector, parties active in structured and asset finance have an increasingly limited choice of specialized service providers. To fill this void, we launched Trustmoore Structured Finance & Capital Markets in 2014, based in Amsterdam, Luxembourg and Ireland — supported by Trustmoore’s international......

Do you as a client advisor want to stay abreast in banking and financial markets and want to have this testified by a certificate? Fintelligence offers you a wide range of banking topics to prepare you for the certification exam in a process customized to your specific needs. Which certifications do......

relevant regions

• Western Europe

Take a pragmatic approach Don’t overcomplicate a complex implementation. When it comes to a large-scale systems lift-out or transformation program, you can’t afford to get lost in paperwork and inefficient processes. To reach your goals, you need a proven and actionable approach. We’ve implemented countless systems over the past 30+ years, providing......

relevant regions

• Asia
• Eastern Europe
• Middle East
• North America
• Oceania
• Western Europe

Who should enroll in Tabb Training? From newly employed junior level financial services entrants to experienced senior level executives involved as or in the following areas will find Tabb Training courses of value: Compliance managers Hedge fund managers Portfolio managers Investment managers Operations professionals Risk managers Accountants Regulators Auditors Attorneys Traders Sales Marketing IT professionals Our courses Our financial seminars are available at beginner, intermediate and advanced......

relevant regions

• North America
• Western Europe

TenetConnect is a multi-award-winning network for financial advisers who write investment business. As part of the long-established and financially strong Tenet Group, we provide an extensive range of services to our appointed representative members, enabling them to not only meet their FCA compliance requirements, but also adding value and income......

relevant regions

• Western Europe

The stats tell the story: 64% of High Net Worth (HNW) individuals expect their future wealth-management relationship to be digital; so much so, that nearly two-thirds would replace their current firm unless it’s skilled at digital outreach through integrated channels. So here's the question: What are you doing to ensure that......

relevant regions

• North America

The service, offered in partnership between The Wealth Mosaic, MDWG Consulting and GrowthProvision, is designed to support your business to: Increase sales revenue Build growth and scalability Improve brand awareness and visibility Is this you? A WealthTech software company Primarily focused on the UK market, or looking to enter or grow in the UK market You have a......

relevant regions

• Asia
• Eastern Europe
• Middle East
• North America
• Oceania
• Western Europe

Corporate and social disaffection is a breeding ground for threatening behavior from individuals aimed at institutions, corporations, or their personnel. This can take many forms — from stalking and harassment to unwanted communications and disruptions. Our staff of former prosecutors, law enforcement officers and security specialists can investigate the source of......

Our website provides a valuable information resource, suitable for all clients, regardless of their role within the firm. News and opinions The latest regulatory and industry news and opinions Client Content relevant to advising your clients, organised in accordance with the six steps for financial planning, from engaging with the client (where we include......

relevant regions

• Western Europe

We have client relationships with many of the world’s highest quality wealth and asset management firms. Our advice is global and focuses on the capital agenda, which helps us provide a full range of integrated services that are aligned to the objectives of our wealth and asset management clients. Whether you’re......

relevant regions

• Asia
• Middle East
• North America
• Oceania
• Western Europe

Marketing Executive Coaching You have everything it takes to be a great marketing leader. You just need someone who’s been in your shoes before to give you a little guidance. Intention.ly’s CEO and co-founder, Kelly Waltrich, will show you how to set goals and expectations, increase your influence with the c-suite,......

relevant regions

• North America

TWM recognises that solution providers are facing increasing challenges to be able reach, engage and do business with participants in the wealth management sector, given the ongoing levels of change, demands and innovation across the market. Considering this backdrop, TWM has a range of marketing subscriptions that offers solution providers a platform to support: Exposure......

relevant regions

• Africa
• Asia
• Caribbean
• Central America
• Eastern Europe
• Middle East
• North America
• Oceania
• South America
• Western Europe

Sharing our knowledge to empower you and your teams Tyler Wood Consulting's Training Team has delivered thousands of hours training industry experts on the use of a wide range of systems. As functionality changes and your team grows, so do your needs and knowledge of the systems you are using. We......

Valuation is important. So, we approach it like a science. With over 180 valuations under our belt, we are able to tear your company apart economically and put it back together again using a 30,000-cell proprietary Discounted Cash Flow (DCF) model. And you are along for the ride. Each valuation......

relevant regions

• North America

We help our clients to ensure that they are adhering to all relevant FCA regulatory requirements on a continuous basis and in a commercially viable manner by providing a range of pragmatic advisory, support, oversight and project services to FCA regulated investment firms including, but not limited to, the following: Regulatory and......

relevant regions

• Western Europe

Our overarching goal when advising clients is to add measurable financial improvements to their business. This we achieve by consulting on operational and supplier efficiencies, revenue protection, and new business growth. A guiding principle for our firm is that our team's expertise should derive from direct experience of working within......

relevant regions

• Western Europe

Concentrate on your strengths, let us handle the rest Technology paired with outsourced services can create real scale and efficiency for your business. Our experienced team can perform a set of services – tailored to your firm’s needs and challenges – including those outlined below.  We assume responsibility and oversight of......

relevant regions

• North America

Irrespective of regulatory scrutiny in your industry or your organization, too much is at stake to not have a CISO on your team. A full-time data security leader has the specialized technical knowledge and corporate governance experience to help build not only a strong cyber security foundation, but also the......

With the Virtual Support Services, RIA Innovations becomes the primary customer service point of contact via direct interaction with clients. We are available on a flat fee or hourly basis. Other options may be available. Hours are available on an as needed basis. Preoducts/services offered Client service Investment support Relationship maintenance ...

relevant regions

• North America

Combining expertise from across the industry and an in depth knowledge of the regulation, Altus has developed the Vulnerable Customer Training Series exclusively for financial services organisations to assist firms in delivering the skills & capability to satisfy the regulator. Vulnerable Customer Training Series The training series offers financial services organisations access......

relevant regions

• Western Europe