Business Establishment & Support Services

Business Establishment & Support Services

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Fribourg, Switzerland

Advisory Services

Efi Pylarinou is an independent Fintech/Blockchain advisor with a Ph.D. in Finance. A seasoned Wall Street professional who ranks No.3 influencer in the finance sector and No.1 woman influencer, by Refinitiv Global Social Media 2019. Customised advisory on strategy/branding Designing a customised offering for the needs of my clients, to drive the business forward in an agile and effective way. Using......

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Fribourg, Switzerland

Board Positions

Efi Pylarinou is an independent Fintech/Blockchain advisor with a Ph.D. in Finance. A seasoned Wall Street professional who ranks No.3 influencer in the finance sector and No.1 woman influencer, by Refinitiv Global Social Media 2019. Serving on the Board of Directors Carefully selecting Boards where my skills are complementary to existing directors and committee members, and with a focus always in......

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Fribourg, Switzerland

Partnerships

Efi Pylarinou is an independent Fintech/Blockchain advisor with a Ph.D. in Finance. A seasoned Wall Street professional who ranks No.3 influencer in the finance sector and No.1 woman influencer, by Refinitiv Global Social Media 2019. Content production Leading through education, awareness, and understanding Earning media, building relationships and trust, have long lasting effect. Independent and consistently high-quality content is paramount. Co-production of......

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Grand Duchy of Luxembourg, Luxembourg

Family Office Services

The needs of UHNW clients are increasingly sophisticated, diversified and competitive. So we have mobilised a powerful combination of global experience, local expertise, in-depth understanding and cutting-edge technology to surpass expectations and advance the efficacy of family office support services.  Whether you represent a single family office, multi-family office or are......

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Winchester, United Kingdom

MDWG Sales Execution

Popular services include: Targeted sales opportunity development: Taking personal sales responsibility for the development of specific opportunities, for example, a discrete target market, or the top priorities that attended an event or webinar. The sales process: Define the core stages and steps that need to be followed in support of a sale. Sales......

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Winchester, United Kingdom

MDWG Sales & Go To Market Strategy

Go To Market strategy  The main topics will include: Mission / purpose What does winning look like (SMART: specific, measurable, achievable, realistic, timebound) Territory The offering (what product / solution(s)) Target market Current landscape / situation appraisal Business drivers for change Critical success factors Value proposition / messaging Competition landscape SWOT Resourcing Sales strategy (optional): The main topics might include: Priorities Channel to market Type of business Business development......

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Winchester, United Kingdom

MDWG Sales Health Check

Topics covered include sales strategy, the sales plan, the value proposition, sales execution, business development and the sales process. The Sales Health Check can be tailored to the specific client’s circumstances. Its purpose is to provide executives with an independent view of sales and business development, with a set of recommendations to......

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Winchester, United Kingdom

MDWG Sales Plan

The scope of the plan will mirror a great number of the topics captured in the sales strategy, covering in more detail the individual elements of each, with a focus on execution, timescales and sales revenue targets....

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Winchester, United Kingdom

MDWG Supporting Sales Services

Some popular other sales services available from MDWG Consulting: Challenger sales methodologies: Define and agree the materials, methods and frequency of content generation in support of this sales methodology. RFI / RFP / proposals: Tasks targeted at the commercial aspects of a proposal, such as the investment section, and writing the executive......

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London, United Kingdom

Expert Laser - Laser Consult

The problem we’re solving: Start-ups and Early Stage companies often require pin-point ‘one-off’ external expertise Where this expertise can’t be filled by board ‘advisors’, there is a knowledge gap Typically, when firms require additional external expertise in key areas they use consultants Where the insight/expertise required is very specific, larger firms can use ‘expert......

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London, United Kingdom

Project Management

We are experts in business transformation. Our resources have learned their consulting craft at some of the world’s best known consultancies. They have also worked ‘in-house’ as practitioners in top tier banks and wealth managers. We believe that this blend of consulting discipline and practitioner experience is a key determinant......

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La Jolla, CA, United States

Plumb Bill Pay

Personal bill pay made simple Outsource your personal bill payment needs to accounting experts and ensure that your bills are paid on time, every time. Using our secure personal bill pay services, your bills are monitored for discrepancies, tracked closely and reconciled accurately. By offloading your bill payments to trusted professionals,......

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Kirkland, WA, United States

3xEquity

3xEquity is a privately owned practice valuation firm, focused on real time valuations and future opportunities for financial practice companies. 3xEquity principals leverage their expertise in financial investments and valuation platforms that enable the firm to consistently forge value-adding relationships in valuation, management, and financing. Additionally, 3xEquity is positioned to purchase......

San Jose, CA, United States

Advisor Services

Operations Our operations associates will make sure that all of your clients’ paperwork is processed in a prompt and complete manner. If issues arise, we will track down the problems and resolve them. We manage client paperwork and record-keeping requirements for you so that you can provide the highest level of uninterrupted service......

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Denver, CO, United States

Advisor Support

We’re here for you Regardless of the size of your firm, you’ll work with a dedicated relationship manager who knows you and your business. We’re committed to increasing and enhancing your efficiencies by ensuring questions and requirements are taken care of in a timely manner. Our transition team will help you navigate the process of switching platforms.......

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Geneva, Switzerland

Advisory Services

On the one hand, the activity of wealth management and trading were built by amalgamating old methods of diversification and modern knowledge of management. On the other hand, the investment process has developed rapidly thanks to the information revolution and the rise of ever more abundant regulation and legislation. Based......

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London, United Kingdom

AIFM & ManCo

Simultaneously, investors are pressuring managers for reduced fees, improved returns and enhanced operational infrastructure and transparency. MJ Hudson offers this infrastructure so that our clients can focus on generating returns. Asset managers require increasingly more support and advice on governance and regulatory matters as the trend of regulatory complexity continues. Regulatory......

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Marshfield, MA, United States

Annual Registration Service

With our Annual Registration Service, our experienced professionals will review your RIA’s registration to ensure that your firm and all of its advisory persons maintain proper registration with the securities regulators. The U.S. Securities and Exchange Commission ("SEC") and the North American Securities Administrators Association ("NASAA") have reported that inconsistencies and disclosures issues......

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Geneva, Switzerland

aperture Growth Marketing

We help our clients overcome the challenges of reaching attention-poor customers and the related high cost of acquisition. We help them to build distinctive brands and content that cut above the noise, to convey their brand promise more concisely and impactfully, and to understand exactly their audience so they can deliver......

Cheadle, United Kingdom

Assess

Cyber security starts here To make you secure we focus on 3 key pillars of your business: Technology People Process For any solution to work, all 3 must be secure and working together. So the first step of our process is to review all 3 areas to see where your technology, people and processes are......

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London, United Kingdom

Authorisation

The Newgate team has an unblemished success record in obtaining authorisation for over 200 wholesale clients. The team have combined knowledge of over 15 years’ experience of working within the authorisation department at the regulator where they have led teams of case officers, formulated authorisation policy and implemented new regulatory......

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Zug, Switzerland

Banking & Finance Courses

The Fintelligence course catalogue consists of onsite-programs and online-modules in the four main areas of expertise: Managerial and Business Skills Client Management Skills Financial Products & Investment Management Ethics, Legal, Compliance & Risk All programs and online modules contain assessments and tests and are available in several languages, primarily in English, French, German and Italian....

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London, United Kingdom

Bespoke Coaching

I help SaaS and data entrepreneurs to unlock growth by providing practical advice in the following areas: Product solution strategy Your business growth starts with having the right product that addresses a real problem. Together, we create the perfect product/market fit. If you do not have a product yet, I help you......

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Kirkland, WA, United States

BOC Operations

Our Operational Support Services are completely customizable; you can ask us to do five or fifty tasks. We go far beyond our competitors in that we provide more than just download, reconciliation, reporting and billing services. We can provide virtually any operational support activity that can be documented for process and......

London, United Kingdom

Business Analysis

Business Analysis - Taking a 360-degree view of your business At Tyler Wood Consulting, we understand the importance of fully analysing your needs to ensure your business is working for you and your clients. Our many years of experience will ensure that your requirements are understood and the necessary workflows are put in......

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New York, NY, United States

Business Continuity

Anything that affects your facilities, operations, or people can put your business continuity at risk, from natural disasters like hurricanes that stall shipments of critical components, to infrastructure failures like overtaxed power grids, to civil unrest or labor strikes. Kroll’s expertise and knowledge to assess the effectiveness of your existing business......

Mercer Island, WA, United States

Business Continuity Services

Succession planning is an important part of a firm’s compliance program. Should you become incapacitated or unable to fulfill your role as an investment advisor representative, RIA Innovations can provide a seamless transition for you and your clients. A business continuity plan will be set up at the custodian level to ensure the......

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Wilmslow, United Kingdom

Business Monitoring

Our fully rounded Business Monitoring support will reduce one of the potentially highest risks in your business. Business Monitoring support is often referred to as file review, but we don’t subscribe to that simple thinking. Our Business Monitoring support provides so much more. Not only do we review your files, we develop the......

London, United Kingdom

Business Planning

We work alongside management teams to assist them in developing their business plans. Whether it is post-acquisition planning or a five-year strategic growth plan, we work closely with business leaders to support them in achieving their goals....

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Glasgow, United Kingdom

Business Support

Operations installation From providing access to the client website and setting up agencies, to helping you gain Professional Indemnity Cover and organising your compliance installation visit, the business support team make sure your move to Compliance First is as smooth as possible. Make the most of our relationship Our business support team are......

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Boston, MA, United States

Business Transformation Advisory - Reinvention Program

Business transformation advisory services Cloud Transformation ECI will meet you where you are on your cloud journey. We begin with strategic conversations to understand your business requirements, and craft a roadmap for the use of private and/or public cloud services based on industry best practices and operational priorities. We then execute against the roadmap to begin......

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Paris, France

Capgemini Asset Administration

Traditionally, asset administration services have been provided by specialist third parties. In recent years, custodians and prime brokers have taken on key administrative functions such as portfolio accounting, shareholder servicing, compliance and reporting. Today, asset administrators must: Meet compliance and regulatory requirements Support alternative investment needs including complex fund structures, credit derivatives and......

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Paris, France

Capgemini Wealth Management Services

Our solutions focus on key areas for wealth management firms and enables our clients to deliver superior customer experience with increased agility, operational excellence and cost efficiency. Advisor desktop transformation Capgemini provides enriching advisor desktop processes and platform helping firms increase advisor productivity, retain advisors and gain competitive advantage to grow wallet......

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Mumbai, India

CFO Services for Banking & Financial Institutions

Challenge Multiple changes to regulations, stricter controls over all processes, data availability & data quality have made regulatory compliance for CFOs in BFSI complicated. With constant revenue leakage and cost escalation, optimizing balance sheets and costs to maximize net income and operating ratio is the need of the hour, added to......

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London, United Kingdom

Change Management

Change Management - Transforming the way you operate for the better Tyler Wood Consulting understand that sometimes your business and technological needs change. That’s where Tyler Wood Consulting can help. We have experts that can help you and your business through these periods of change – be it to your workflows, systems......

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London, United Kingdom

Change Professional and Consulting Skills Development

We develop internal consultants to be change agents, tailoring our services to a client’s requirements using their preferred methodology, including both waterfall and scaled agile. Agile enterprise delivery skills development Change management and execution skills development Consulting skills development ...

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Melbourne, VIC, Australia

Client Communication

Our news & practice updates help a practice grow.  There are two types and both seek to: Maximise client referrals Generate more business from a client base Improve client experience Give something back through competitions Include your business clients Look to gain access to referral partner client bases To generate far more website traffic that will improve......

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London, United Kingdom

Coaching for High Performance

Our coaches work one-on-one with a client’s leading technical and expert talent to improve their impact, delivering measurable performance improvement to the organisation. Centres of excellence creation High performance behaviour model development Women in finance development programmes ...

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Teaneck, NJ, United States

Cognizant Core Platform Modernization

Modernizing core operating platforms is a critical first step in digital transformation. Your organization gains improved decision support for the front office as well as functions such as credit, compliance and risk. Improve straight through processing (STP) rates and operational efficiencies. Most important, the streamlined, enriched data supply chain becomes......

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Marshfield, MA, United States

Complete Transition Support

Our transition support includes: Business model planning Transition timeline & project plan Compliance program design Transition support Operations & technology analysis Marketing & advertising review The foundation of a successful launch starts with planning. With our integrated approach, we mitigate regulatory risk by designing a compliance program that is customized to your business model (including your processes,......

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Marshfield, MA, United States

Compliance Advantage™

If you are concerned with the increasing complex burden of implementing your compliance program, AdvisorAssist professionals can help. Compliance Advantage™ is ideal for advisors that are seeking to partner with experts to take a proactive approach to managing their compliance programs. Our experienced compliance professionals partner with you to support the implementation of your compliance......

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London, United Kingdom

Compliance, Conduct & Governance

Regulatory Change Extensive in-house and product knowledge which allows Insight to analyse, assimilate and provide guidance on the interpretation and the practical implementation of regulatory changes; and Deep knowledge and understanding of how businesses operate and how regulatory changes will affect them. Compliance Risk Frameworks Experience of dealing with regulators both in the UK......

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Marshfield, MA, United States

Compliance Essentials™

If you are seeking to stay current with increasingly complex securities laws without sacrificing your other responsibilities, AdvisorAssist professionals can help. With Compliance Essentials™, you receive cost-effective guidance, advice and tools to support your existing compliance activities. Compliance Essentials™ is ideal for advisors that wish to supplement their internal compliance activities with our resources and expertise....

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Mercer Island, WA, United States

Compliance Services

You will retain control over your firm and compliance program. Levels of service are available at hourly or contract. We can eliminate the time you would have spent on compliance functions, so that you have more time to talk to clients and do prospecting. Services offered New firm registration Regulatory filings ADV & amendments Annual compliance......

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New York, NY, United States

Computer Forensics

Claims of fraud, financial tampering, computer crime, employee misconduct, and other wrongdoing require corporations, law firms, and government agencies to follow digital trails to piece together facts that lead to the truth. Kroll’s computer forensics experts help ensure no digital evidence is overlooked and assist at any stage of a digital......

St. Louis Park, MN, United States

Consulting

First, we get to know you We’ve rolled out solutions and products successfully for hundreds of financial institutions and thousands of advisors. But we also know that no two financial institutions are exactly alike. We begin by getting to know your business, advisors, challenges and goals. Then we implement best practice......

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Orange, CA, United States

Consulting Services

Overall compliance program We work with several consulting firms to connect you with the right firm and provide reliable resources when needed Email archiving options We have many great options to meet your records retention requirements. Let us help you find the right solution for your firm. CRM options In a data-driven world client relation......

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London, United Kingdom

Corporate and Private Client Services

We strive to work with and assist our clients and each member of the team takes the time to fully understand our clients’ business and ensure the right solution is provided. Our clients trust us to take over the administrative burden leaving them free to focus on what matters most......

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London, United Kingdom

Corruption, Fraud and Regulatory Investigations

Regulatory investigations response - internal investigations advisory - cross-border investigations - eDiscovery & eDisclosure services - forensic data analytics - digital forensics Control Risks employs a global complement of investigative professionals with real-world, relevant experience and a unique ability to apply local political and business context to your investigation. Global technical expertise With a combination......

Zug, Switzerland

CPD & SAQ Recertification

You have successfully completed the SAQ certification as a ‚bank client advisor‘ less than three years ago. Before the certificate expires, you would like to extend your certification for another three years. Fintelligence offers you an efficient and attractive recertification option. What recertification measures do we offer? Fit for FinSA With the introduction......

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London, United Kingdom

Crisis and Incident Readiness

Risk assessment and monitoring - crisis management technology - organisation design, governance and programme development - programme gap assessment and enhancement - scenario-based training and exercises - crisis management and business continuity strategy planning Control Risks helps your organisation prepare for, respond to and recover from a wide variety of disruptive events. Our focus......

New York, NY, United States

Crisis Management and Emergency Response

Out of nowhere, a crisis strikes. These events may include natural disasters, business interruptions, criminal or malfeasance perpetrated by individuals, or violent political activity. Do your business leaders and employees know how to react to an active shooter situation, political or social unrest, a medical emergency or a hazmat incident? We......

London, United Kingdom

Custodian Bank Benchmarking

Our services enable clients to understand the relative service quality and value for money they receive from their service providers, both in absolute terms, and relative to their peers. We help our clients maximise the value and quality of the services they receive, across multiple services, fund types and jurisdictions. Our......

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London, United Kingdom

Cyber Incident Response

Incident response - information security investigations - insider threat management - remediation planning and execution Control Risks is unique in its ability to combine 40 years of critical response heritage with cutting edge technical know-how to set direction for business managers dealing with cyber crises. Our global reach provides you with the......

New York, NY, United States

Cyber Policy Review and Design

Ensure corporate policy design is keeping pace with your dynamic risk environment Your organization likely has policies in place aimed at keeping information secure and responding to a data security incident. Such safety measures are required by a number of federal, state, and industry regulations. Yet policies aren’t just a matter......

New York, NY, United States

Cyber Risk Assessments

When it comes to data breach prevention, what you don’t know can hurt you. Your company faces IT risk daily – whether you’re fending off internal threats or enhancing protection against external intrusions. How well are you balancing your need to lock down data with tighter security controls, while providing your......

London, United Kingdom

Data Analytics

Business insights, visualisation and dashboarding - compliance monitoring - commercial data reporting The data analytics team at Control Risks helps organisations acquire and analyse high volumes of financial, operational and transactional data. This uncovers actionable insights to improve operational margins and mitigate compliance risks. Business insights, visualisation and dashboarding Analysing enterprise data to......

Edenton, NC, United States

Data Conversions

Working as your partner, we manage all the elements of your data conversion projects, allowing you to focus on running your business without worrying about timely delays due to schema mismatches, incompatible file formats, lost or corrupted data, and managing large data sets spread across multiple databases. Whether you are mapping......

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Cardiff, United Kingdom

Delio Expertise

With decades of collective experience at top tier financial institutions, Delio's team can deliver a wide range of services that support the development of private market propositions. Whether you’re new to private markets, looking to enhance an existing solution or need bespoke advice on the most technical of challenges, we can......

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Bangkok, Thailand

Design Studio

What is it? GoUpscale’s design studio is a dedicated team of experienced designers who help wealth and asset managers, as well as professional service providers, to have more engaging sales material that’s stimulating and impressive for their audience to consume. Why is this important? In the new digital era, prospects and clients of......

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Boston, MA, United States

Digital Innovation Services For Business Revitilization

ECI's digital innovation services Systems and application modernization This service starts with an application assessment to identify projects that offer a clear path to improved customer experience and/or ROI. For the identified opportunities, the legacy application(s) will be modernized by updating the platform infrastructure, the internal architecture, and/or updating its features. The......

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Scottsdale, AZ, United States

Digital Marketing Consulting for Financial Advisors

You believe the Internet will have a major impact on the financial services industry – like it has other major industries. You believe the Internet will impact the way investors find, research, and select financial advisory firms and professionals. You believe the Internet will be an important source of new......

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Scottsdale, AZ, United States

Digital Marketing Department for Financial Advisors

You can hire a team of expensive professionals to build your own digital marketing department or you can outsource the work to a Paladin team of experts. Your Paladin Digital Marketing Department is comprised of professionals with a variety of skill sets: Digital marketing consultants Designers & developers Graphic artists Writers and editors Social media specialists Local......

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Vancouver, BC, Canada

Digital Marketing Solutions

Personalized Content Library Wow your audience with assets from a robust and customizable content library featuring hundreds of pieces of content tailored to different audience segments. Engage and attract your target audience. Automated Social Media Sharing Join the conversation, increase engagement, and drive more traffic to your website by sharing relevant, personalized content across the right......

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London, United Kingdom

EFI Operations

Our operational support capability provides rapidly deployable on and off-site operational capacity, to support any number of complex and regulatory operational requirements. This can be provided as a one-off remediation exercise in support of change delivery, or as part of a more strategy-based service model. Our propositions KYC (know your customer) remediation KYC requires financial services......

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New York, NY, United States

Enterprise Engagement

Prospect identification WealthQuotient relational mapping literally defines your target market by identifying your organizations most accessible and actionable prospects. Coaching, training & toolkit WealthQuotient coaching equips your team with the methodology, skills, tools and confidence to properly execute on the prospects that have been delivered. We empower teams to: Get the introduction You must ask......

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San Jose, CA, United States

Enterprise Solutions

OMNI Enterprise Solutions is a dedicated virtual employee solution which may be the key to helping you control growth and its associated risk and costs because it enables us to help you simplify the most complex part of running a business - people.  How does it work? OMNI maintains two service locations in San Jose,......

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Zurich, Switzerland

Establish and Administer Swiss Company

The establishment and registration of a Swiss startup business is easy and straightforward, whether it is (i) a smaller limited liability company: LLC, GmbH, sarl, sagl or (ii) a full-fledged enterprise limited by shares: Ltd, AG, SA. In fact, the time required to set up and register a company in......

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Arlington, VA, United States

E*TRADE Advisor Services

Why choose E*TRADE Advisor Services? We’re dedicated to helping independent advisors like you optimize your business and better serve your clients. You can count on us to focus on your business, your brand, and your success. Expertise and guidance when you need it Whether you’re a new or seasoned RIA, we deliver......

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London, United Kingdom

European Facilities Service

The Cross Border Distribution of Funds (CBDF) regime introduced major changes to the marketing of funds in Europe. These changes aim to reduce the regulatory barriers associated with selling and distributing investment funds across different jurisdictions in Europe. For fund managers, one of the key, and perhaps most beneficial changes, was......

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Glasgow, United Kingdom

Events & Development

Accredited events programme Compliance First delivers a comprehensive events programme at a range of locations convenient to you. Working alongside accreditation bodies, we ensure our events deliver specific learning outcomes and are designed exclusively for directly authorised advice firms. Events cover investments, pensions, protection and mortgages, with each session featuring regulatory......

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New York, NY, United States

Executive Protection

Executives face threats that vary widely depending on the industry, size of the company, geopolitical locations, and the individual’s profile. Our aim is to establish and maintain a safe working and living environment for our clients while continually minimizing risk. We achieve this by providing executive protection operatives to support......

London, United Kingdom

Expert & Talent Development

And because of our broad experience, we can benchmark a client’s leaders against industry standards. Assessment and benchmarking Self-assessment and coaching Specialist standard definition and implementation for distinguished engineers Technical and expert career path development and coaching ...

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Geneva, Switzerland

External Asset Managers

Our team of 60 professionals dedicated to EAM has offered customised solutions that have responded to our clients’ demands for 30 years.  Front-to-back banking services and products with a tailor-made approach Dedicated Lombard Odier teams made up of experienced professionals that coordinate your needs with our in-house experts G2 Pro - a cutting-edge......

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London, United Kingdom

Family Office Advisory Services

How do you weigh important family decisions? What steps must you take to help secure your financial legacy? Are your personal and investment data safe? Do you have tools to access financial reporting and provide investment oversight? The dedicated family office advisory professionals at RSM can help you navigate these concerns......

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London, United Kingdom

Family Office Review

We will help you find improvements that can be made to the desired strategy, outcomes, behaviours, effectiveness and culture of the organisation. Family Office Reviews can challenge but also validate the objectives and strategy to better enable your family office and family to meet your vision and values. We can make your family office even more successful. With our......

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Wilmslow, United Kingdom

FCA Application Support

Providing FCA application support and FCA regulation assistance is one of our specialist areas and we are proud to have personally helped hundreds of firms gain FCA authorisation over the years. Our total commitment and bespoke approach to helping all of our clients is acknowledged across the financial services community. The moment......

London, United Kingdom

Financial Crime Unit

Newgate offers support across three key areas: Developing systems and controls We help firms identify and assess the risks it faces in respect of financial crime.  We assist in the implementation of policies, controls, and procedures to mitigate and manage effectively the risks identified.   Outsourced AML assistance Many firms want to ensure protection against financial......

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Zurich, Switzerland

Find a Good Accountant for a Swiss Startup Company or SME

In Switzerland, every company must engage in financial accounting ("Buchhaltung"), keep (digital or paperless) records of all its business transactions for a period of 10 years, and submit to its management within six months of the end of the previous year an annual report ("Jahresrechnung") consisting of the Swiss company's......

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Kew, VIC, Australia

First Class Super

First Class Super offers a full suite of services, from establishment and on-going administration, right through to setting up retirement pensions and beyond. We work in partnership with accountants and financial planners in providing annual compliance requirements for self managed super funds. We offer an end of year service or the......

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Philadelphia, PA, United States

Fractional CMO

For many companies, hiring a full-time CMO just isn’t a realistic option Maybe filling that role doesn’t fit within your budget, or you simply don’t have the marketing workload to justify a full-time position. But you still need expert marketing guidance. We’re here to help. Intention.ly’s Fractional CMO services Whatever your biggest strategic challenges......

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London, United Kingdom

Fund Administration

The provision of accurate and timely financial and performance information to investors is a crucial part of any fund. MJ Hudson’s specialist team of fund accountants and administrators are here to ensure that all the accounting information, investor reports, statements and onboarding procedures are being communicated to investors accurately and......

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Willemstad, Curacao

Fund Services

Our expert Fund Administration team consists of experienced, highly qualified professionals who deliver tailored, premium services to small and midsize investment funds. In a largely standardized industry, we offer our clients a true alternative through our personalized boutique approach. Our clients We services asset managers and increasingly works with high-net-worth individuals and family......

Carlsbad, CA, United States

Fusion Black Ops

Originally built for $1B+ AUM teams, Fusion Black Ops provides advisors of all size comfort and confidence by providing a seamless process of getting a team from point A to RIA. Fusion Black Ops is a turn-key program for fee-only or hybrid teams that delivers an all-inclusive suite of services including:......

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Huddersfield, United Kingdom

Giving Advice

Financial advice comes in all shapes and sizes and with consumer needs and behaviours changing all the time, it's vital to ensure that you have access to the right level of support and solutions. At SimplyBiz, we ensure that our members have the solutions they need for advising and for where......

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Geneva, Switzerland

Global Assets+

The Global Assets+ solution proposed by Lombard Odier includes three perfectly integrated offerings within one single department: our Global Custody and Reporting solutions, our Dedicated Funds offering and our Securities accounting services. Our global custody and reporting solutions to regain control of your assets thanks to a consolidated view. If you are a......

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London, United Kingdom

Global Funds Registration

Work with experts We have delivered cross-border solutions in over 70 jurisdictions for our clients. The team, including our regulatory experts, has the requisite expertise to be able to steer you around the complexities of the cross-border registration process. Improve efficiencies and reduce costs We will handle all the administrative burden normally associated......

relevant regions
London, United Kingdom

Governance

Our robust governance process analyses competency, safety, sustainability and value add for end investors. Our extensive structural and operational risk analysis assesses idiosyncratic risk when selecting a manager, but also addresses potential hidden risks embodied in regulated collective vehicles....

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San Francisco, CA, United States

GrowthBuilder

Yet most advisors are barely growing organically and possibly getting worse at it. Plummeting from 9% just a few years ago, the average RIA’s growth rate is just 3%, after market performance and acquisitions are removed.* Something is wrong. That's why we created the DeVoe GrowthBuilder™ DeVoe & Company has developed the......

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Maitland, NSW, Australia

Heffron Administration

The SMSF accounting and compliance industry is constantly changing which means SMSFs are demanding more support from qualified professionals in meeting their SMSF administration needs. Heffron SMSF administration is a comprehensive service. Not only does it include an accurate, reliable compliance service but you also have access to Heffron's market......

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Manchester, United Kingdom

Helpdesk Support

Our compliance and technical helpdesks provide assistance with upward of 2,500 queries each month on all aspects of FCA regulation such as regulatory reporting, authorisation of new firms, FCA monitoring activity, complaints, financial promotions, training & competence / recruitment as well as technical advice on UK life, pensions, trusts and taxation....

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Huddersfield, United Kingdom

Horizon

Once you’ve emersed yourself in our world you will soon realise the value we can provide to your business. We offer solutions and support wherever you are in your business cycle. And when the time comes to realise the value you’ve built up – we offer Horizon – the most......

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New York, NY, United States

Identity Monitoring

When compromised, criminals can take advantage of sensitive data like Social Security Numbers and Medical ID Numbers for months, or even years, before suspicious activity appears in credit reports.  Organizations often choose to provide consumers with Kroll's identity monitoring solution to reveal known triggers of identity theft that credit monitoring alone......

Zurich, Switzerland

Impresm

We build strategies and relevant content that will create a strong digital foundation for your business. We will simultaneously teach you all of the skills you need to continue growing your online presence long after the program has ended. The areas we focus on during our 6-month programs include: Digital marketing strategy Social......

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Melbourne, VIC, Australia

Inbound Marketing

A website, interactive content and client development are all vital but be supply Inbound Marketing services as well. SEO Google AdWords Social media strategies ...

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Scottsdale, AZ, United States

Inbound Marketing for Financial Advisors

Inbound marketing Inbound marketing is the process that produces traffic for your website. The more visible your firm is on the Internet, the easier it is for investors to find you. The right type of visibility will produce traffic to your website. The Internet is a definite game-changer. Investors can use it......

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New York, NY, United States

Incident Response Management

Even with the most robust controls in place, a data breach may still occur Kroll has helped countless organizations worldwide respond to data loss — and we can help you. We respond quickly when your confidential information is compromised, no matter the source of the data breach, whether it’s the result......

Zurich, Switzerland

Incorporation & Licensing Support

FinIA will require all asset managers and trustees to obtain a licence and thus be subject to prudential supervision (probably from January 2019). The growing complexity of the regulatory environment and the extensive requirements of the relevant authorities can make the incorporation and licensing process even more difficult. We will be......

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London, United Kingdom

Index Governance & Management

Good governance of an index or index family is vital for market acceptance. Moorgate Benchmarks works with its clients to create and document governance structures that ensure indices are free from conflicts of interest, and that calculation and review errors are minimised, without imposing dramatic changes on clients’ established procedures......

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New York, NY, United States

Information Security

When organizations lose information, the cause can be traced to one — or more — of five risk factors: people, paper documents, information technology systems, other electronic devices, such as tablets or memory sticks, and surveillance devices (bugs). Our experts can guide you in the selection and implementation of security controls......

Melbourne, VIC, Australia

Interactive Content & Support

More popular sites do better in Google as well. 6+ industry related articles every month uploaded to your website A good range of calculators Videos on financial planning and accounting topics. Buy either individually or let us rotate 6 videos every 12 weeks through your website Great for generating website traffic, client interaction, and client......

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Zurich, Switzerland

Investigation & Remediation

As an independent third party, we support you in situations like these. We review the facts and, if desired, provide concrete recommendations to fix the problem and restore order. Geissbühler Weber & Partner is regularly appointed by FINMA as special audit or enforcement agent....

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London, United Kingdom

IR & Marketing Solutions

Our Investor Relations & Marketing Solutions team helps clients identify and communicate what makes them exceptional. Our work helps our clients raise money, strengthen relationships, and increase the value of their brands. From offices in London, New York and Vancouver, we work with a wide variety of alternative assets fund managers,......

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Eastleigh, United Kingdom

Key Account Relationships (PROMIS)

High-value projects and long-term contracts bring with them both opportunity and inherent risk. Key account relationships can become strained, service delivery can go off track and results can vary.  This is especially true of high value B2B relationships where there are often misaligned multiple stakeholders involved.  Suddenly, it doesn’t seem to......

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London, United Kingdom

Law

Our team of lawyers provides legal advice to asset managers, institutional investors and advisers on all aspects of asset management and M&A. Alongside more traditional asset classes, we cover the full gamut of alternatives, including private equity, venture capital, hedge, real estate, infrastructure, energy and credit. We are one of only very......

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London, United Kingdom

Learning & Development

More than any other consulting firm in our field, we have defined the role of programme sponsor, with an approach that enables our client teams to form quickly and transform into high performing senior management teams. 100-day coaching Change leadership and sponsorship skills Executive and senior management team development Leadership assessment and benchmarking ...

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San Francisco, CA, United States

M&A Guidance

Buying, selling, or merging your business is potentially the most important decision you will make in your career. The magnitude of your decision is top of mind for us every day. And that’s why we are extremely focused. DeVoe & Company is a leading boutique investment bank exclusively focused on providing......

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Cheadle, United Kingdom

Maintain

Helping you stay cyber secure Getting cyber secure can be a complex journey so our process is designed to make it simpler for you, but it would be a wasted trip if you couldn’t maintain it. After you’ve implemented our recommendations, we then work with you to ensure they keep you safe.......

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Melbourne, FL, United States

M&A Platform

Go from succession planning to accessing new markets We give you the ability to buy, sell, or merge - and search for the best opportunities. Succession Link cuts out the middleman so you can open new doors and scale your firm....

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Mercer Island, WA, United States

Marketing & Branding Services

The marketing & branding service offers everything that is included with the basic marketing package in the back office support service plus more and may be exactly what you are looking for. We will come up with a theme for your business to give you a lasting presence with your......

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Melbourne, FL, United States

Marketplace

We've done the heavy lifting for you. Gain exclusive access to best-of-need products and services you can utilize through your Chalice membership....

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London, United Kingdom

Middle and Back Office Support

Running investment structures can be time consuming and costly. MJ Hudson have a suite of professionals across risk management, accounting, regulatory compliance and operational excellence. We act as AIFM / Manco and administrator for investment structures across the investment spectrum which gives us a unique ability to understand the pinch......

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Darien, CT, United States

Middle Office Services

Gone are the days of staffing up an internal team to remain ready to handle middle office tasks when they arise. We bring a modern approach to leveraging our expertise and technology to provide you with a more efficient execution. Further, whether it's one-off client onboarding for a new RIA, or......

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Willemstad, Curacao

Multi-Family Office Services

If you are an individual or a family with accumulated wealth that includes assets spread around the globe, you need a solid, legal ownership structure to safeguard that wealth. Trustmoore provides legal infrastructure where needed, with the necessary expertise and staff to keep your wealth safe and in good shape. Because......

Kansas City, MO, United States

National Advisors Trust

Trust services Partnering with National Advisors is the ultimate trust relationship. You have spent years building relationships with clients who trust your judgement.  You need a trust services partner you can depend on to help preserve and strengthen the enduring relationships you have created with your clients. Working together, we help......

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Manchester, United Kingdom

Obtaining FCA Authorisation

Applying for direct authorisation The FCA need to ensure that your firm has the skills, resources and expertise to manage the risks associated with running your own directly authorised business. threesixty have helped hundreds of firms gain authorisation from the FCA and can provide you with all the assistance you are likely......

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London, United Kingdom

Ongoing Consulting

Using web-based and face to face consulting, we will provide compliance monitoring support that covers training and instruction in the compliance framework and your regulatory obligations; management of regulatory developments and changes and their impact on your firm. Regular on-site visits by our experienced consultants provides clients with regular advice......

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Zurich, Switzerland

Open Bank Account for Swiss Company

In the age of compliance, how easy is it really to open a corporate, business or capital deposit account for a start-up company in Switzerland or Europe? Over the last 10 years, bank account opening has cardinally changed – from being a mere formality to becoming a lengthy and knowledge-intensive......

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Edenton, NC, United States

Operations Admin Services

Offering services that are not provided by your custodian, your tactical executive administrator engages closely with you and your team to drive improvement in all facets of your advisory firm. Technical Services, including: Software selection, implementation, conversions, and training Internal or external resource selection and implementation Email antispam, antivirus, and archiving Network maintenance Operations services, including: Billing &......

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London, United Kingdom

Organisational Appraisal and Function Realignment

We appraise the operational contribution of major support functions and suggest practical improvements to drive better accountability and responsibility for key tasks. We work with back, middle and front office teams to understand responsibilities, task management and hierarchy. Our frameworks and incentives approach helps achieve buy-in which results in step......

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London, United Kingdom

Organisational Development

We develop new career paths outside the traditional managerial route, identifying the behaviours and skills required for organisations to succeed in an increasingly complex, regulatory and technology driven environment. Behavioural standards definition Job enrichment Organisational climate analysis Technology career path design and implementation ...

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Philadelphia, PA, United States

Outsourced Marketing Team

Turbocharge your marketing efforts with Intention.ly’s Outsourced Marketing Services Call on Intention.ly as your outsourced marketing team to deliver these critical marketing services: Competitor assessment We analyze your marketing efforts against your top competitor’s offerings to determine competitive advantages, brand perception, gaps and challenges, and opportunities for the greatest impact going forward. Brand building From......

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Newcastle, United Kingdom

Outsourced Sales & Marketing

durhamlane has worked tirelessly to refine every aspect of the sales process, because we passionately believe there’s a better way to sell. Working across the sales cycle end-to-end, we offer a proven, honed and structured methodology which sets the standard for sales effectiveness. We call it ‘Selling at a Higher Level’,......

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Zurich, Switzerland

Outsourcing & Body Lending

In our experience, asset managers rarely require a full-time compliance function – which makes outsourcing the wise choice. Outsourcing the compliance function can also be an advantage for certain banks. Our temporary consultant (body lending) offer is also the ideal alternative to outsourcing in the event of a temporary staff shortage......

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Boston, MA, United States

Outsourcing Transition Services

Get the right team in place Free your team to focus on keeping operations running smoothly. Moving to an outsourced operating model is like changing the tires on a moving car. Keeping your operation running while focusing on an outsourcing transition requires a massive day-to-day effort. From data standardization to project communications......

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Sydney, NSW, Australia

Portfolio Administration

Our service includes: Daily online reporting Detailed Portfolio valuation Portfolio performance Realised/Unrealised CGT Transaction summary Asset allocation Investment income Mail house services ...

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Edenton, NC, United States

PortfolioCenter® Outsource Service

Daily Downloading, including: Posting Reconciliation/Corrections/Audits Exception or additional work specific to your custodians Update sets, report settings, pre-generate reports to be available for your review Weekly Services, including: Audits Corrections Weekly cyclical reports Reconciliation reports: Firm-wide and advisor level Monthly Services, including:  New/Closed accounts review Performance intervals; audit; corrections Index updates Amortization/Accretion of discount and premium - Fixed Income Quarterly Data Review / Quality Assurance,......

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New York, NY, United States

Private Client and Family Office Services

Kroll provides a variety of security risk management services to family offices and high net worth individuals. Threats to personal security can surface in varied and unexpected ways, including opportunistic street crime, obsessive stalkers, medical emergencies, accidents, fires and natural disasters. Our objective is to recommend a security strategy that provides......

London, United Kingdom

Product Offering Rationalising

The process of reducing the product suite has positive cost implications but risks alienating clients if not done sensitively. Our client centric methodology helps firms migrate their clients, deliver operational benefits and clarify market positioning for the firm. It also has positive application in new product development through guidelines which......

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Huddersfield, United Kingdom

Professional Development

At SimplyBiz, we offer the largest event programme of its kind, providing advisers with access to a mix of face-to-face events and a comprehensive virtual programme, which has proved invaluable during recent times.  Our programme covers a wide breadth of events to suit all needs from our holistic Learning and Development Events, usually taking place two to three times......

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Singapore, Singapore

Project Implementation and Management

Analysis and design Having a robust analysis and design phase at the start of the project provides a solid foundation for a successful implementation. We work alongside project stakeholders to understand the project requirements in detail. Armed with this information, we help clients design the appropriate solution that will meet project......

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Boston, MA, United States

Project & Technology Management

A proven approach that works Our experienced Project & Technology Management team provides complete design, implementation, and IT process administration. We guide clients through critical decisions around their infrastructure, including matters of procurement and logistics, IT capital investment, and cost reduction. Our team of experts are on hand to support firms......

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London, United Kingdom

Ratings & Eco-labels Screening

The proliferation of ESG and sustainable funds in recent years has led to a flood of ESG ratings entering the market with little correlation between what is being measured. The increasing divergence of ESG ratings and pressure to validate a fund’s ESG credentials also places fund managers at risk of......

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Newcastle Upon Tyne, United Kingdom

Referral Generator Package

With all of the time and pressure that goes into providing financial advice in today's compliance-driven, complex and shifting landscape, how much spare time do you have to hold the number of conversations required to generate consistent referrals at the necessary volume? With this service, we outreach and engage prospects from......

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London, United Kingdom

Regulatory Hosting Services

Provide solutions to regulatory needs With our regulatory umbrella we provide the relevant permissions to enable you to provide financial services to all clients across Europe. We fulfil your compliance obligations and take charge of your regulatory processes, including regulatory reporting. RiskSave Compliance will provide the necessary infrastructure that matches the......

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Wilmslow, United Kingdom

Regulatory Policy

In a world of fast-changing regulation, keeping up to date and on top of the latest rules, regulations and requirements can sometimes be one plate too many to keep spinning. This is where our Regulatory Policy team have got your back. Our regulatory radar monitors the whole industry, detecting change and providing......

London, United Kingdom

Regulatory Reporting Core Training

Our core training courses for EMIR, SFTR, MiFIR Transaction and MiFIR Post-Trade Transparency reporting are designed to provide a core understanding of the requirements for each specific regulation. The courses also cover the regulatory drivers, reporting scope, trading scenarios and key fields that comprise the reports....

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London, United Kingdom

Regulatory Solutions

We have seven main business lines which revolve around two core objectives: Business friendly: We are here to help you navigate regulatory complexity and help you do business quickly and efficiently Risk management: We seek to reduce your financial and reputational risks through providing robust but pragmatic advice and guidance We serve the......

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Huddersfield, United Kingdom

Regulatory Support

Our vast experience and array of expertise enables directly authorised firms to operate with confidence. Whether it’s through our help desks, regular bulletins, or events, we will always talk to you about compliance in plain English and tell you exactly what regulation or policy change means for you and your clients,......

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London, United Kingdom

Regulatory Training

Our training courses are delivered at your offices to minimise disruption with the subject and length of each training session determined by the firm’s requirements. Courses typically centre on subjects such as: compliance induction; approved person responsibilities; anti-bribery; anti-money laundering; market abuse; financial promotions; and all other regulatory subjects on request. For more information on on regulatory training services......

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London, United Kingdom

Regulatory Umbrella

Hosted regulatory platform Our clients often need to be able to undertake regulated activity quicker than the length of time it takes to obtain authorisation from the FCA.  Subject to completion of the due diligence process, our clients can begin to market and provide investment advice as an Appointed Representative of our......

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Manchester, United Kingdom

Research

threesixty provide a range of research and investment solutions to our clients, including a risk profiling tool, mapped investment and model portfolio solutions and product and fund research. Our research is regularly updated and based on a review of the whole of the market. Within each piece of research we include......

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Marshfield, MA, United States

RIA Registration Advantage™

The RIA Registration Advantage™ service provides you with expert assistance to get your new RIA firm up and running as quickly as possible, while covering all aspects of the RIA start-up process. RIA Registration Advantage™ includes all services in the RIA Registration Essentials service (SEC or State registration, design of your compliance program, design......

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Marshfield, MA, United States

RIA Registration Essentials™

Our RIA Registration Essentials™ service provides you with expert assistance to get your new RIA firm up and running as quickly as possible. RIA Registration Essentials™ is a comprehensive, turn-key solution that covers the core aspects of starting your RIA firm, including: SEC or state registration, compliance program design, client agreements, custodian selection, technology support, and......

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Vancouver, BC, Canada

Search Engine Optimization (SEO)

What to Expect In a one-on-one consultation, our in-house SEO expert will collect core information on your business, including your services, target audience, and key search terms. We’ll then review the status of your site to identify areas for optimization, including site structure and content. Prior to any technical work, you’ll......

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Marshfield, MA, United States

SEC to State Transition

Need assistance moving to or from SEC registration? Our experienced team has registered hundreds of firms with the U.S. Securities and Exchange Commission (“SEC”) and every one of the State Securities Regulators. We can assist with all aspects of the transition from filings to the redesign of your compliance program to......

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Cheadle, United Kingdom

Secure

Securing your business Once we’ve assessed your business the next step is to work with you to get it cyber secure. How and what needs to happen is different for every business. So we put together a clear and easy-to-follow plan across technology, people and process, that will make your business cyber......

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New York, NY, United States

Security Audits

Security measures are of little use if they are not enforced. A security audit assesses how effectively your organization’s security policies are being implemented. Our audits will show you where gaps and vulnerabilities might exist in your current systems and procedures. In more than 40 years, we have seen countless reasons......

New York, NY, United States

Security Master Plans

Good security risk management begins with a master plan — a vision of the security department, its roles and responsibilities, and how it fits into the overall organization. We have found that security is more effective when you look at your organization as a whole. Accordingly, we address all aspects of......

New York, NY, United States

Security Policy and Procedure Development

Do you have policies and procedures that cover risks like workplace violence, bomb threats, active shooters or natural disasters? How about executive protection or travel to high-risk areas? How do you know if current procedures will be sufficient or effective? Given the complexity of most organizations, developing effective security programs can......

New York, NY, United States

Security Training Services

Our trainings can encompass broad points of view to narrow solution-oriented presentations to meet the challenges of specific business units. We work with institutions to understand their needs and what training they need, then customize presentations around the staff, facility and risk. Our work is tailored directly to each client......

London, United Kingdom

Service Excellence Programs

We help firms to develop tailored coaching and support for teams including those without day-to-day client contact, that drive service consistency and improvements for clients. Our approach is based on up-to-date research of HNW and UHNW client needs in all major markets and in segments such as HNW entrepreneurs....

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Geneva, Switzerland

Services

An extension to your team Outsourcing your operations grows your team in a highly cost effective manner. At BRT, your team will consist of experienced and qualified experts, fully equipped to handle both ongoing management of your middle and back office operational requirements, as well as ad-hoc requests....

London, United Kingdom

Setting up a Family Office

We can help you, but beware that family offices are very complex businesses and require skill and knowledge to set them up correctly and effectively. Too often, we find that there is no clear objective or soaring costs, which result in a change in direction or a closure of the office. Family......

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Queensland, QLD, Australia

SMSF Administration

Leverage off an award-winning service, backed by an award-winning SMSF software – Class Super Here’s the challenge, you want to focus more time on providing high-value advice to your clients but have been frustrated with the way your client’s SMSF administration and compliance is being managed. With minimum hassle, maximum efficiency......

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Sydney, NSW, Australia

SMSF Administration

Our service includes: Daily online reporting Financial statements pack Lodgement of the annual tax return Trustee minutes and member statements Independent SMSF audit Actuarial certificate (if required) Management with ASIC and ATO Corporate trustee maintenance Provision of activity statements (PAYG, IAS & BAS) Datafeed implementation and monitoring Quality assurance review paper Firm labelled interface for the SMSF client access Mail house services ...

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Sydney, NSW, Australia

SMSF Administration

When dealing with other SMSF Administrators, you may be passed around the office as staff come and go. Your work may be outsourced to an overseas data entry centre without your knowledge or completed by graduates who are still learning the basics. At Super Know How, all of our staff are......

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Parramatta, NSW, Australia

SMSF Administration

We’ll look after all the transaction processing and compliance-related work for your client’s SMSF. Our packages range from simple transaction processing and accounts preparation through to a complete solution that includes audited accounts with tax return preparation and lodgment. Your dedicated account managers are on hand to provide you with general advice......

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Adelaide, SA, Australia

SMSF Establishment

SMSF Establishment SuperGuardian facilitates quick and simple establishment of your self managed fund. We provide you with your establishment kit with simple and easy to understand documentation within 2 – 3 business days of receipt of your application form. Your establishment includes: The SMSF trust deed Minutes and all documentation relating to the establishment of......

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Braddon, ACT, Australia

SMSF Services

Since being introduced as a retirement savings option, self-managed super funds (SMSFs) have steadily risen in popularity – and with them, so has the number of Australians needing help with SMSF. As a financial advisor, you play a key role in assisting Australians with successfully establishing and running an SMSF. From......

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Spotswood, VIC, Australia

Socialisd

Are you a financial adviser? Are you a financial planner looking to engage more with your clients? Don't you have the time or resources to create content yourself, but want to invest in quality content? Look no further, It's all done for you. Are you an accountant? Want to educate your clients about the range......

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Geneva, Switzerland

Specialised financial and legal translation

Carnegie Fund Services offers quality-translations since 2009. Our in-house translation team is composed of professional translators specialised in legal and financial texts who translate exclusively into their mother tongue. All translations are systematically proofed by a second qualified translator.  Our translators work in close collaboration with our legal and compliance teams, thus......

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Willemstad, Curacao

Structured Finance & Capital Markets Services

Due to ongoing consolidation in the corporate services sector, parties active in structured and asset finance have an increasingly limited choice of specialized service providers. To fill this void, we launched Trustmoore Structured Finance & Capital Markets in 2014, based in Amsterdam, Luxembourg and Ireland — supported by Trustmoore’s international......

Winston-Salem, NC, United States

Support services

Operational backfill  We provide stop-gap operational staff assistance as clients experience changes like mergers, new system implementations, and facility relocations. Additionally, our clients need assistance with operational support of on-going functions related to a business disruption or staffing shortage. We have experienced staff that can “fill the seat” for the client......

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Zug, Switzerland

Swiss Certification

Do you as a client advisor want to stay abreast in banking and financial markets and want to have this testified by a certificate? Fintelligence offers you a wide range of banking topics to prepare you for the certification exam in a process customized to your specific needs. Which certifications do......

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Geneva, Switzerland

Swiss Representation and Distribution

Carnegie Fund Services (CFS) provides integrated representation services for foreign investment funds distributed to qualified investors and non-qualified investors in Switzerland. Our representation services include, among others, the application and the maintenance of FINMA authorisation of UCITS funds for distribution to all types of investors, the establishment and the maintenance......

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Boston, MA, United States

Systems Implementation & Integration Services

Take a pragmatic approach Don’t overcomplicate a complex implementation. When it comes to a large-scale systems lift-out or transformation program, you can’t afford to get lost in paperwork and inefficient processes. To reach your goals, you need a proven and actionable approach. We’ve implemented countless systems over the past 30+ years, providing......

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New York, NY, United States

TABB Training

Who should enroll in Tabb Training? From newly employed junior level financial services entrants to experienced senior level executives involved as or in the following areas will find Tabb Training courses of value: Compliance managers Hedge fund managers Portfolio managers Investment managers Operations professionals Risk managers Accountants Regulators Auditors Attorneys Traders Sales Marketing IT professionals Our courses Our financial seminars are available at beginner, intermediate and advanced......

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Leeds, United Kingdom

TenetConnect

TenetConnect is a multi-award-winning network for financial advisers who write investment business. As part of the long-established and financially strong Tenet Group, we provide an extensive range of services to our appointed representative members, enabling them to not only meet their FCA compliance requirements, but also adding value and income......

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New York, NY, United States

The Rudin Group

The stats tell the story: 64% of High Net Worth (HNW) individuals expect their future wealth-management relationship to be digital; so much so, that nearly two-thirds would replace their current firm unless it’s skilled at digital outreach through integrated channels. So here's the question: What are you doing to ensure that......

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London, United Kingdom

The WealthTech Digital Sales Accelerator

The service, offered in partnership between The Wealth Mosaic, MDWG Consulting and GrowthProvision, is designed to support your business to: Increase sales revenue Build growth and scalability Improve brand awareness and visibility Is this you? A WealthTech software company Primarily focused on the UK market, or looking to enter or grow in the UK market You have a......

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New York, NY, United States

Threat Management

Corporate and social disaffection is a breeding ground for threatening behavior from individuals aimed at institutions, corporations, or their personnel. This can take many forms — from stalking and harassment to unwanted communications and disruptions. Our staff of former prosecutors, law enforcement officers and security specialists can investigate the source of......

Manchester, United Kingdom

threesixty online

Our website provides a valuable information resource, suitable for all clients, regardless of their role within the firm. News and opinions The latest regulatory and industry news and opinions Client Content relevant to advising your clients, organised in accordance with the six steps for financial planning, from engaging with the client (where we include......

relevant regions
London, United Kingdom

Transactions

We have client relationships with many of the world’s highest quality wealth and asset management firms. Our advice is global and focuses on the capital agenda, which helps us provide a full range of integrated services that are aligned to the objectives of our wealth and asset management clients. Whether you’re......

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Philadelphia, PA, United States

Turnkey Programs

Marketing Executive Coaching You have everything it takes to be a great marketing leader. You just need someone who’s been in your shoes before to give you a little guidance. Intention.ly’s CEO and co-founder, Kelly Waltrich, will show you how to set goals and expectations, increase your influence with the c-suite,......

relevant regions
London, United Kingdom

TWM Marketing Subscriptions

TWM recognises that solution providers are facing increasing challenges to be able reach, engage and do business with participants in the wealth management sector, given the ongoing levels of change, demands and innovation across the market. Considering this backdrop, TWM has a range of marketing subscriptions that offers solution providers a platform to support: Exposure......

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London, United Kingdom

User Training

Sharing our knowledge to empower you and your teams Tyler Wood Consulting's Training Team has delivered thousands of hours training industry experts on the use of a wide range of systems. As functionality changes and your team grows, so do your needs and knowledge of the systems you are using. We......

San Francisco, CA, United States

Valuation

Valuation is important. So, we approach it like a science. With over 180 valuations under our belt, we are able to tear your company apart economically and put it back together again using a 30,000-cell proprietary Discounted Cash Flow (DCF) model. And you are along for the ride. Each valuation......

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London, United Kingdom

Varramore - Regulatory & Compliance Advice

We help our clients to ensure that they are adhering to all relevant FCA regulatory requirements on a continuous basis and in a commercially viable manner by providing a range of pragmatic advisory, support, oversight and project services to FCA regulated investment firms including, but not limited to, the following: Regulatory and......

relevant regions
London, United Kingdom

Vendor and Custodian Selection

Our overarching goal when advising clients is to add measurable financial improvements to their business. This we achieve by consulting on operational and supplier efficiencies, revenue protection, and new business growth. A guiding principle for our firm is that our team's expertise should derive from direct experience of working within......

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Wakefield, MA, United States

Vestmark Outsourced Services

Concentrate on your strengths, let us handle the rest Technology paired with outsourced services can create real scale and efficiency for your business. Our experienced team can perform a set of services – tailored to your firm’s needs and challenges – including those outlined below.  We assume responsibility and oversight of......

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New York, NY, United States

Virtual CISO (vCISO) Advisory Services

Irrespective of regulatory scrutiny in your industry or your organization, too much is at stake to not have a CISO on your team. A full-time data security leader has the specialized technical knowledge and corporate governance experience to help build not only a strong cyber security foundation, but also the......

Mercer Island, WA, United States

Virtual Support

With the Virtual Support Services, RIA Innovations becomes the primary customer service point of contact via direct interaction with clients. We are available on a flat fee or hourly basis. Other options may be available. Hours are available on an as needed basis. Preoducts/services offered Client service Investment support Relationship maintenance ...

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Knowledge Resources

Keep up-to-date with the most dedicated resource for wealth managers which includes relevant news, developments and industry trends.