Solution introduction

Transaction Report Diagnostic Auditor and Trade Reconciler

The Qomply ReportAssure platform performs accuracy and completeness checks on transaction reports enabling firms to rest assured in knowing their reporting obligations are addressed

Covering MiFID (MiFIR), EMIR and SFTR, Qomply delivers one of the most comprehensive arsenals of accuracy checks in the industry. Qomply’s Transaction Report Diagnostic Auditor is powered by a proprietary assurance engine that checks every single piece of transaction report data for accuracy – performing a sophisticated matrix of roughly 1,000 rules and accuracy checks. 

The Qomply Trade Reconciler for MiFID II performs trade reconciliations across large data sets within seconds. Firms confirm completeness of transaction reports by verifying the data they sent to the regulatory is, in fact, the data received by the regulator. Perform two-way or three-way reconciliation, reportability checks, and omissions. 

Crafted to respond to increasing levels of complexity of regulation, rules, and data analytics, these cloud-based tools offer straight-forward interfaces and streamlined APIs enabling market participants to either use as a stand-alone product or integrate within their existing technical infrastructure. 

Qomply's modular system sets it apart – clients subscribe to only the services they require with a tailored-subscription model to reflect trade flow. Investment firms find Qomply’s modular platform an efficient and productive solution in addressing both their regulatory requirements and their budget constraints. 

The Qomply ReportAssure Transaction Report Diagnostic Auditor and Trade Reconciler tool may be purchased as a suite or separately.

Subscribe to our newsletters

The Wealth Mosaic publishes a range of newsletters each month to help both wealth managers and solution providers stay on top of the latest developments in the global wealth management sector. Click below to sign up to those that are of interest.