Reliant Compliance
HQ Address
693 1/2 N High St., Suite 103, Worthington, OH 43085, United States
Website Address
Business introduction
We are RIA Compliance Consultants providing Customized Compliance & Common-Sense Solutions to SEC & State-Registered RIAs nationwide
Let's tackle compliance together. We empower our clients through our collaborative partnership, guiding them through every step of the compliance journey with transparency, clarity, and support
At Reliant Compliance, we specialize in managing and supporting RIA compliance programs, allowing you to stay focused on serving your clients and growing your business. Let us handle the complexities of compliance so you can operate with confidence. Registered investment advisors (RIAs) are under increasing scrutiny from regulators, with new regulations making compliance more complex and time-consuming than ever before. Many RIAs lack the knowledge and resources to manage these demands effectively, risking fines, reputational damage, and potential loss of licensure.
You deserve a trusted partner that can deliver affordable and business-friendly compliance services.
Reliant Compliance Solutions
CCO Support Services
Let Reliant be your dedicated partner in navigating the complex landscape of regulatory compliance. Not only will our experienced RIA Compliance Consultants provide you with the most up to date and business-friendly compliance advice and resources, but we can share the compliance workload by completing regulatory filings, writing policies and......
business needs
view solutionRIA Compliance Services
Including, but not limited to: Annual Compliance 206(4)-7 Reviews Form ADV Review & Updating Annual Updating Amendment Filing Compliance Manual Review (Compliance Policies & Procedures) Regulatory Exam Support (SEC & State) Marketing Material Review Compliance Training On-Demand Compliance Support ...
business needs
view solutionRIA - Outsourced Chief Compliance Officer
As your organization strives for excellence through servicing your clients, our expert OCCO team is here to provide unparalleled compliance guidance and support. Our seasoned compliance professionals bring a wealth of knowledge and experience to the table, offering a comprehensive suite of services tailored to meet your specific needs. Your......
business needs
view solutionRIA Registration Services
Reliant specializes in many Registration Services, including: New RIA Registrations (SEC, State, ERA, including Internet-Only Firms) State to SEC Transition Filing Annual Updating Amendment Filing State Registration & State Notice Filings Form U4 & Form U5 filings ...
