Solution introduction

Let Reliant help with your RIA registration needs, from new RIA registration to State to SEC transitions

We can seamlessly guide you through the process

Reliant specializes in many Registration Services, including:

  • New RIA Registrations (SEC, State,  ERA, including Internet-Only Firms)
  • State to SEC Transition Filing
  • Annual Updating Amendment Filing
  • State Registration & State Notice Filings
  • Form U4 & Form U5 filings

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