RIA Innovations
HQ Address
2835 82nd Ave SE, Suite 100, Mercer Island, WA 98040, United States
Website Address
Business introduction
Your practice, your way
RIA Innovations helps investment advisors establish and operate their own independent practice. We supply the infrastructure and services, you provide the investment advice and manage the client relationships
Our broad range of services covers most aspects of starting and operating an independent registered investment advisory practice. We believe advisors should have the flexibility to choose the functions they handle and those they outsource. RIA Innovations is a single flexible source for registered investment advisory services.
RIA Innovations Solutions
Asset Management Services
We monitor account performance relative to the stated objective and target allocation and communicate with advisors when accounts may require rebalancing trades. For those advisors looking for research and commentary on the markets, we can also provide access to a plethora of third party research. By providing training and ongoing support,......
business needs
Back Office Support
We utilize state of the art technology tools to facilitate the workflow between the advisor’s office and our back office team. This ensures fluent communication between the client and the back office. It also helps keep everyone on the same page and on track. Once the onboarding process is complete, a relationship......
business needs
view solutionBusiness Continuity Services
Succession planning is an important part of a firm’s compliance program. Should you become incapacitated or unable to fulfill your role as an investment advisor representative, RIA Innovations can provide a seamless transition for you and your clients. A business continuity plan will be set up at the custodian level to ensure the......
business needs
view solutionCompliance Services
You will retain control over your firm and compliance program. Levels of service are available at hourly or contract. We can eliminate the time you would have spent on compliance functions, so that you have more time to talk to clients and do prospecting. Services offered New firm registration Regulatory filings ADV & amendments Annual compliance......
business needs
view solutionMarketing & Branding Services
The marketing & branding service offers everything that is included with the basic marketing package in the back office support service plus more and may be exactly what you are looking for. We will come up with a theme for your business to give you a lasting presence with your......
business needs
view solutionTechnology Services
Our team delivers proven, time-tested solutions that allow advisors to build an office anywhere - home, business suite, or on the road. Our services range from a simple help line for your existing technology platform to complete hardware, software, and systems training and support. RIA Innovations offers three different levels of services: Hourly -......
business needs
view solutionVirtual Support
With the Virtual Support Services, RIA Innovations becomes the primary customer service point of contact via direct interaction with clients. We are available on a flat fee or hourly basis. Other options may be available. Hours are available on an as needed basis. Preoducts/services offered Client service Investment support Relationship maintenance ...
