Solution introduction

RiskSave Compliance provides full regulatory hosting solutions within its incubation platform providing your firm with all relevant permissions, allowing you to undertake a wide range of activities, including EEA passporting solutions to 28 countries

Provide solutions to regulatory needs
With our regulatory umbrella we provide the relevant permissions to enable you to provide financial services to all clients across Europe. We fulfil your compliance obligations and take charge of your regulatory processes, including regulatory reporting. RiskSave Compliance will provide the necessary infrastructure that matches the regulatory needs of your business activity.

Regulatory technology
The use of technology is increasingly seen as a critical component of effective regulation and compliance. This is the newest and most exciting part of the FinTech revolution. RiskSave can help you design and implement automated processes to meet your compliance needs. RiskSave have embraced the use of technology in compliance and are published thought-leaders in RegTech. 

Regulatory services 

  • Regulatory Umbrella
  • FinTech Incubation Platform
  • Appointed Representative & controlled functions
  • Compliance monitoring
  • Compliance training
  • Application for full FCA authorisation

Other services

  • Risk process design
  • Model validation
  • Ongoing pricing support
  • Fund raising
  • Crowdfunding platform
  • Technology advisory
  • PRIIPs KID production

Subscribe to our newsletters

The Wealth Mosaic publishes a range of newsletters each month to help both wealth managers and solution providers stay on top of the latest developments in the global wealth management sector. Click below to sign up to those that are of interest.