The Challenge
Like the Collective Investment Schemes Act (CISA), the new Financial Institutions Act (FinIA) also provides for an approval requirement. While the CISA regulates the approval requirements for asset managers of collective investment schemes (asset managers), the FinIA defines the approval requirements for all independent asset managers.

When applying for a supervisory approval, you will be confronted with various challenges. The increasing density of regulation and various conditions imposed by FINMA may make the approval process even more difficult. Furthermore, you need to apply for your approval as quickly as possible so that you can conduct business (again) as soon as possible.

The Solution
SwissComply supports you throughout the entire incorporation and approval process. You will be supported by a team of specialists from all relevant areas (compliance, legal, risk management, IT, audit) with many years of practical experience. We have detailed knowledge of the requirements of FINMA and the SROs, as well as comprehensive know-how of upcoming regulatory changes and support various forms of approvals. SwissComply is a company with straightforward structures that is therefore able to offer great flexibility and a high-quality support package in the area of supervisory approvals – tailored to your individual needs.