Solution introduction

The management and processing of all investment transactions, including settlement of payments and the reconciliation of trades

fundserv is a centralized platform which enables manufacturers, distributors and intermediaries to buy, sell and transfer investment funds over Fundserv Inc.’s secure transactional network.


  • Compliance – trades delivered via paper can circumvent compliance process
  • NIGOs – transactions submitted via paper have a high NIGO (Not in Good Order) rate
  • Increasing need for access to greater number of funds
  • Slow processing time from traditional placement and acknowledgement

The solution
Order processing – transactions begin here

Processing fund transactions through fundserv is done in three simple steps:

  • Placement – orders are placed real-time through either our interactive network or via our web screens and processed through the transaction forwarding system (TFS)
  • Acknowledgement –within seconds of placement, orders are verified and corrections are requested before being processed overnight
  • Confirmation and Settlement – order details are confirmed and information is available for three months to facilitate administration and reconciliation process.

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