GRACE broker-dealer helps examine and audit multiple branches and registered representatives to their adherence to regulations, identify conflicts of interest, and any risks to their clients. It helps monitor outside activities of representatives from public information sources. Findings from examinations can identify risks across these and manage their mitigation

The GRACE platform is built on an industry-standard Oracle stack, and can be deployed on-premises (where Oracle is available), in the cloud, and in private/hybrid certified cloud environments.

Our cloud-based offering is available in multiple jurisdictions, including the United States, Canada, the United Kingdom, Switzerland, and throughout the European Union, ensuring that data remains within the customer's jurisdiction to meet regulatory and end-customer needs. Data privacy, data protection, security, reliability, and availability are taken seriously and have been designed into the product from the ground, up.

You can integrate into your source systems and enhance its capability to make it your own system. GRACE broker-dealer helps examine and audit multiple branches and registered representatives to their adherence to regulations, identify conflicts of interest, and any risks to their clients. It helps monitor outside activities of representatives from public information sources. Findings from examinations can identify risks across these and manage their mitigation.