La Meer
HQ Address
111 W Saint John St, San Jose, California 95113, United States
Website Address
Business introduction
A RegTech for financial markets
Integrated client, compliance and risk management solutions for a connected world
La Meer Inc. is a premier software vendor that specializes in offering web based risk management solutions for banks and capital markets. We offer the GRACE suite of solutions that are built on Oracle Technology and allow organizations to achieve scalable, reliable and secure infrastructure for their risk management needs.
La Meer incorporates the latest global regulatory requirements and best practices into its products to help our customers handle the evolving requirements with ease and assurance.
We specialize in the areas of operational risk management, compliance management, operational due diligence, regulatory filings, vendor due diligence and IT governance for banks, broker-dealers, wealth advisors, hedge funds and pension/endowment institutional market.
Our solutions are offered on a SoC2 certified cloud based infrastructure. Clients can get risk, compliance and governance solutions implemented in their organization to create an integrated view of risks through specialized modules. Clients can pick and choose the modules they want to use now and grow their solution to an enterprise wide, integrated solution that covers various angles of risk without any capital expenditure.
Our solutions can also be installed on-premise for organizations who need their data to be housed in their own facilities.
La Meer Solutions
GRACE Automated AML monitoring
Monitoring financial crime is fundamental for the prevention of money laundering and international terrorism. GRACE AML automates client monitoring against worldwide sanctions to generate risk profiles. It meets customer due diligence rules, expectations of monitoring beneficial ownership in sanctioned entities, adverse media and identifies and reports suspicious transaction patterns. The GRACE platform......
business needs
view solutionGRACE Compliance Management
Ensure that the organization is in compliance to all the regulatory requirements by keeping track of regulation, centrally administering policies and procedures to address the regulations, providing forms for the staff to report and take approvals for various activities including pre-trade requests, private placement requests, gifts, political contributions, their outside......
business needs
view solutionGRACE Enterprise GRC
GRACE Enterprise GRC offers a simple way to implement enterprise wide governance, risk and compliance management process that includes setting up policies and procedures, managing attestations, conduct risk assessments, monitor compliance processes, set up and monitor internal controls, conduct audits, record and manage loss events, report and monitor KRIs, manage......
business needs
view solutionGRACE for Branch and Registered Representative Monitoring
GRACE broker-dealer helps examine and audit multiple branches and registered representatives to their adherence to regulations, identify conflicts of interest, and any risks to their clients. It helps monitor outside activities of representatives from public information sources. Findings from examinations can identify risks across these and manage their mitigation The GRACE......
business needs
view solutionGRACE for IT Risk / Privacy Management
GDPR, California Consumer Privacy Act, Canadian Privacy Act PiPEDA and other worldwide privacy laws that are being released, mandate organizations have stringent security over client information whether being managed internally or by vendors. Keep track of data inventory and the protection in place for them, client consent to the use of......
business needs
view solutionGRACE for Operational Due Diligence
GRACE helps identify investible organizations for the institutional investors like pensions, endowments, fund of hedge funds and private wealth management firms among alternate investments. It helps you manages the process of conducting operational due diligence on these firms, their funds, and service providers and creating a central repository of information......
business needs
view solutionGRACE for Training
The GRACE Training offers online training courses on various aspects of regulatory compliance like GDPR, California Consumer Privacy Act, PIPEDA, AML and other regulatory expectations, along with managing the training calendars, records of training, and managing effectiveness through the GRACE Training The GRACE platform is built on an industry-standard Oracle stack and......
business needs
view solutionGRACE for Vendor / Third party risk management
GRACE Vendor risk helps manage information on all third party / vendors, their locations, SLAs and conduct due diligence on their processes. Periodic / continuous monitoring of vendor’s data management processes, business continuity, security management and compliance to regulatory expectations are necessary to identify risk trends and take corrective action The......
business needs
view solutionGRACE Integrated Client Management
GRACE for Integrated Client Management helps wealth management advisory organizations manage their clients in an efficient way through seamless integration across all the functions of end-to-end life cycle management. Integrated-by-design and modular-by-approach, GRACE facilitates all aspects of client management from prospecting, CRM, understanding the client's profile, client communication, product/portfolio creation, suitability......
business needs
view solutionGRACE Trade Surveillance / Market Surveillance
GRACE Trade monitoring automates the process of trade aggregation from various sources. It allows automatic flagging based on business rules and identifying violating trades can mark up the issues in trades. The aggregated trade data can show patterns of insider trading monitoring and best execution discrepancies. It helps identify conflicts in......
