La Meer
HQ Address
710, Lakeway Drive, Suite 200, Sunnyvale, CA 94085, United States
Website Address
Business introduction
La Meer is an award winning vendor of the GRACE platform
For operational efficiency in wealth management through compliance enabled client management
With the modular yet integrated compliance and conduct risk, client management for suitability and regulation best interest reg BI, anti-money laundering, IT risk and vendor risk, trade surveillance, branch and rep examinations, ESG disclosures for corporates, ESG due diligence for investments solutions.
GRACE provides powerful web-tablet-mobile enabled digitization through the advisor, client and compliance portals with easy workflows, online forms and signatures, and real time dashboards out of one single source of truth, making the organization efficient in its client interactions and always being compliant.
La Meer Solutions
GRACE Automated AML monitoring
Monitoring financial crime is fundamental for the prevention of money laundering and international terrorism. GRACE AML automates client monitoring against worldwide sanctions to generate risk profiles. It meets customer due diligence rules, expectations of monitoring beneficial ownership in sanctioned entities, adverse media and identifies and reports suspicious transaction patterns. The GRACE platform......
business needs
view solutionGRACE Compliance Management
Ensure that the organization is in compliance to all the regulatory requirements by keeping track of regulation, centrally administering policies and procedures to address the regulations, providing forms for the staff to report and take approvals for various activities including pre-trade requests, private placement requests, gifts, political contributions, their outside......
business needs
view solutionGRACE Enterprise GRC
GRACE Enterprise GRC offers a simple way to implement enterprise wide governance, risk and compliance management process that includes setting up policies and procedures, managing attestations, conduct risk assessments, monitor compliance processes, set up and monitor internal controls, conduct audits, record and manage loss events, report and monitor KRIs, manage......
business needs
view solutionGRACE for Branch and Registered Representative Monitoring
GRACE broker-dealer helps examine and audit multiple branches and registered representatives to their adherence to regulations, identify conflicts of interest, and any risks to their clients. It helps monitor outside activities of representatives from public information sources. Findings from examinations can identify risks across these and manage their mitigation The GRACE......
business needs
view solutionGRACE for IT Risk / Privacy Management
GDPR, California Consumer Privacy Act, Canadian Privacy Act PiPEDA and other worldwide privacy laws that are being released, mandate organizations have stringent security over client information whether being managed internally or by vendors. Keep track of data inventory and the protection in place for them, client consent to the use of......
business needs
view solutionGRACE for Operational Due Diligence
GRACE helps identify investible organizations for the institutional investors like pensions, endowments, fund of hedge funds and private wealth management firms among alternate investments. It helps you manages the process of conducting operational due diligence on these firms, their funds, and service providers and creating a central repository of information......
business needs
view solutionGRACE for Training
The GRACE Training offers online training courses on various aspects of regulatory compliance like GDPR, California Consumer Privacy Act, PIPEDA, AML and other regulatory expectations, along with managing the training calendars, records of training, and managing effectiveness through the GRACE Training The GRACE platform is built on an industry-standard Oracle stack and......
business needs
view solutionGRACE for Vendor / Third party risk management
GRACE Vendor risk helps manage information on all third party / vendors, their locations, SLAs and conduct due diligence on their processes. Periodic / continuous monitoring of vendor’s data management processes, business continuity, security management and compliance to regulatory expectations are necessary to identify risk trends and take corrective action The......
business needs
view solutionGRACE Integrated Client Management
GRACE for Integrated Client Management helps wealth management advisory organizations manage their clients in an efficient way through seamless integration across all the functions of end-to-end life cycle management. Integrated-by-design and modular-by-approach, GRACE facilitates all aspects of client management from prospecting, CRM, understanding the client's profile, client communication, product/portfolio creation, suitability......
business needs
view solutionGRACE Trade Surveillance / Market Surveillance
GRACE Trade monitoring automates the process of trade aggregation from various sources. It allows automatic flagging based on business rules and identifying violating trades can mark up the issues in trades. The aggregated trade data can show patterns of insider trading monitoring and best execution discrepancies. It helps identify conflicts in......
