Solution introduction

Meet FINRA, SEC and IIROC obligations quickly and effectively. Supervise, review and report on all correspondence

Reduce compliance risks. Streamline regulatory audits and investigations

 

Financial services firms face some of the world’s most stringent and complex regulations. Proofpoint Intelligent Supervision helps streamline compliance. It’s fully integrated with Enterprise Archive for easy capture, review and reporting. That means complete visibility across your email, instant messages, collaboration tools and social media.

Smarter review
Your reviewers don’t need to work harder; they need to work smarter. Intelligent Supervision creates less “noise” for review teams to sift through. That means you can pinpoint compliance violations faster and more accurately.

Complete visibility
Poor visibility in the supervision process can slow regulatory response. Intelligent Supervision solves this problem in three powerful ways: It identifies bottlenecks, improves collaboration and boosts productivity to reduce compliance risks. You get rich, visual reporting tools for all archived content. Armed with actionable intelligence, you’re always ready to protect your firm.

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