Solution introduction
Empowers firms to send transaction reports directly to the FCA – eliminating the need for an ARM
QomplyDirect enriches transaction reports, filters by reportability, and validates. Users then send directly to the FCA and monitor and manage status through the Qomply platform. A full-service solution for firms wishing to retain control of their reporting and eliminate the requirement for an ARM
Firms wishing to undergo a staged migration may elect to continue using the ARM to submit their data in conjunction with QomplyDirect as it can connect directly to most leading ARMs. Users are able to monitor report status through one portal – QomplyDirect.
For firms wishing to implement a completely “hands-off” solution, QomplyDirect can be used in conjunction with QompyEngine. QomplyEngine that will take raw trade files directly from a drop point, create the transaction report on behalf of the firm, enrich, filter, validate and send. Large data volumes can be managed automatically via our API.
