Regulation is at the heart of our business and we now provide more support and guidance to directly authorised advisers than anyone else
Our vast experience and array of expertise enables directly authorised firms to operate with confidence. Whether it’s through our help desks, regular bulletins, or events, we will always talk to you about compliance in plain English and tell you exactly what regulation or policy change means for you and your clients, and, in turn, what you need to do to remain compliant.
Our centres of excellence pool the very best in regulatory support, ensuring you have everything you need to run a successful and compliant business, including:
In addition, SimplyBiz is at the forefront of change and, through our close working relationship with the regulator, we consult on policy and ensure that the voice of the adviser is heard, and you will have seen Ken Davy, our founder, very active in the press on key issues shaping our sector.