Solution introduction
Kaizen's proprietary surveillance solutions provide trade and communications monitoring on one system to help middle office and compliance teams comply with market abuse regulations and detect spoofing, layering and other forms of market manipulation
Our surveillance solution provides intelligent evidence gathering and data storage in compliance with SEC, FINRA and ESMA guidelines, as well as compliance with Market Abuse Regulations (MAR)
Online case management workflows help compliance teams resolve market abuse cases faster, while our policy and rules manager and evidence log provide alerts and an archive of supporting information.
