Designed by former regulators and experienced industry specialists, ReportShield™ comprises four key solutions:
Accuracy Testing
The testing gold standard, Kaizen’s automated testing performs thousands of tests on all your records submitted and accepted by the regulator, trade repository, swap data repository, or ARM. This depth of testing is unique to Kaizen and provides confidence to firms, management, and regulators that reporting is correct.
Advanced Regulatory Reconciliation
Regulatory reconciliations are complex and can consume a disproportionate amount of resources if executed internally. Kaizen’s end-to-end Advanced Regulatory Reconciliation managed service provides an independent assessment of the completeness of your regulatory reporting to identify under and over-reporting.
Control Framework
Together with data quality, a robust control framework is a key expectation of regulators. Kaizen’s comprehensive governance framework is designed by our regulatory reporting specialists to promote the completeness, accuracy and timeliness of your reporting.
Regulatory Reporting Core Training
Training is an integral part of the systems and controls required for accurate reporting. Developed and delivered by Kaizen’s regulatory experts, our CPD-accredited courses are endorsed by the CISI and cover MiFIR Trade and Transaction Reporting, EMIR/EMIR Refit Reporting, SFTR, MMSR and SMMD reporting.